Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

377

Holders Change

+11

Holders Change %

+3.01%

% of All Funds

10.06%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-8.33%

% of All Funds

0.29%

New

Increased

116

Reduced

159

Closed

Calls

$12.4M

Puts

$8.15M

Net Calls

+$4.28M

Net Calls Change

+$1.12M

Top Buyers

1	1 Viking Global Investors Stamford, Connecticut	$197M
2	2 Wellington Management Group Boston, Massachusetts	$209M
3	3 Citadel Advisors Miami, Florida	$68M
4	4 JPMorgan Chase & Co New York	$341M
5	TCIM 5 TIAA CREF Investment Management New York	$103M

Top Sellers

1	1 T. Rowe Price Associates Baltimore, Maryland	$88.3M
2	2 Bank of New York Mellon New York	$63.2M
3	3 Fidelity Investments Boston, Massachusetts	$3.42M
4	4 Pzena Investment Management New York	$30.6M
5	FPP 5 Findlay Park Partners London, United Kingdom	$17.7M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
76	76 California State Teachers Retirement System (CalSTRS) West Sacramento, California	$10.5M	+$98K	+1,836	+0.9%
77	77 Mitsubishi UFJ Trust & Banking Tokyo, Japan	$10.4M	+$202K	+3,784	+2%
78	78 Deutsche Bank Frankfurt Am Main Ge, Germany	$10M	-$3.56M	-66,731	-26%
79	79 KBC Group Brussels, Belgium	$9.96M	+$9.52M	+178,344	+2,177%
80	PAPAIJV 80 Paragon Associates & Paragon Associates II Joint Venture Dallas, Texas	$8.55M	+$539K	+10,100	+7%
81	V 81 ValueWorks New York	$8.45M	-$126K	-2,369	-1%
82	HCM 82 Hodges Capital Management Dallas, Texas	$8.43M	-$4.92M	-92,178	-37%
83	83 D.E. Shaw & Co New York	$7.96M	+$3.46M	+64,759	+77%
84	84 Principal Financial Group Des Moines, Iowa	$7.71M	+$889K	+16,651	+13%
85	85 RhumbLine Advisers Boston, Massachusetts	$7.61M	-$115K	-2,150	-1%
86	MTB 86 Mizuho Trust & Banking Tokyo, Japan	$7.28M	+$307K	+5,759	+4%
87	87 Prudential Financial Newark, New Jersey	$7.19M	-$352K	-6,600	-5%
88	GAM 88 Gotham Asset Management New York	$7.08M	+$6.62M	+124,085	+1,447%
89	89 Aviva London, United Kingdom	$7.07M	-$39K	-730	-0.5%
90	BJ 90 BlackRock Japan Tokyo, Japan	$6.98M	+$1.4M	+26,307	+25%
91	KAM 91 Keeley Asset Management Chicago, Illinois	$6.94M	-$616K	-11,540	-8%
92	92 AQR Capital Management Greenwich, Connecticut	$6.92M	-$3.21M	-60,200	-32%
93	ARC 93 Absolute Return Capital Boston, Massachusetts	$6.85M	-$6.78M	-127,025	-50%
94	94 State of Tennessee, Department of Treasury Nashville, Tennessee	$6.76M	+$1.6M	+30,000	+31%
95	WP 95 WMS Partners Towson, Maryland	$6.75M	-$88.1K	-1,650	-1%
96	IR 96 IAT Reinsurance New York	$6.32M	+$6.32M	+118,500	New
97	97 APG Asset Management Amsterdam, Netherlands	$6.2M	-$1.4M	-26,210	-18%
98	GH 98 GAM Holding Zurich, Switzerland	$6.14M	+$997K	+18,671	+19%
99	AC 99 Allstate Corporation Northbrook, Illinois	$5.93M	+$1.33M	+24,929	+29%
100	BCM 100 BlueMar Capital Management Miami, Florida	$5.88M	+$5.88M	+110,200	New

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM