D.E. Shaw & Co
LM

D.E. Shaw & Co’s Legg Mason, Inc. LM Stock Holding History

D.E. Shaw & Co’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-145,710
Closed -$7.12M – 4358
2020
Q1 		$7.12M Buy
145,710
+112,592
+340% +$4.91M 0.01% 1203
2019
Q4 		$1.19M Buy
33,118
+27,756
+518% +$1.03M ﹤0.01% 2861
2019
Q3 		$205K Buy
+5,362
New +$203K ﹤0.01% 3612
2019
Q2 		– Sell
-40,921
Closed -$1.41M – 3982
2019
Q1 		$1.12M Buy
40,921
+17,686
+76% +$507K ﹤0.01% 2540
2018
Q4 		$593K Sell
23,235
-97,211
-81% -$2.72M ﹤0.01% 3000
2018
Q3 		$3.76M Buy
+120,446
New +$3.89M ﹤0.01% 1757
2018
Q1 		– Sell
-96,521
Closed -$4.05M – 3893
2017
Q4 		$4.05M Buy
96,521
+3,208
+3% +$126K 0.01% 1632
2017
Q3 		$3.67M Sell
93,313
-52,698
-36% -$2.02M 0.01% 1606
2017
Q2 		$5.57M Buy
146,011
+47,288
+48% +$1.79M 0.01% 1266
2017
Q1 		$3.56M Sell
98,723
-819,431
-89% -$28.4M 0.01% 1494
2016
Q4 		$27.5M Sell
918,154
-21,785
-2% -$684K 0.05% 499
2016
Q3 		$31.5M Sell
939,939
-23,563
-2% -$785K 0.06% 434
2016
Q2 		$28.4M Buy
963,502
+322,712
+50% +$10.5M 0.05% 432
2016
Q1 		$22.2M Buy
640,790
+90,562
+16% +$2.84M 0.04% 508
2015
Q4 		$21.6M Sell
550,228
-26,816
-5% -$1.15M 0.03% 606
2015
Q3 		$24M Buy
577,044
+28,210
+5% +$1.31M 0.04% 557
2015
Q2 		$28.3M Buy
548,834
+329,542
+150% +$17.7M 0.04% 503
2015
Q1 		$12.1M Buy
219,292
+70,136
+47% +$3.94M 0.02% 857
2014
Q4 		$7.96M Buy
149,156
+64,759
+77% +$3.42M 0.01% 1252
2014
Q3 		$4.32M Buy
+84,397
New +$4.19M 0.01% 1669
2014
Q2 		– Sell
-78,654
Closed -$3.79M – 4653
2014
Q1 		$3.86M Sell
78,654
-19,346
-20% -$862K 0.01% 1782
2013
Q4 		$4.26M Buy
+98,000
New +$3.8M 0.01% 1822
2013
Q3 		– Sell
-55,868
Closed -$1.73M – 4530
2013
Q2 		$1.73M Buy
+55,868
New +$1.83M ﹤0.01% 2267

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CC
Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

D.E. Shaw & Co's LM Position: Q2 2020 in Review

D.E. Shaw & Co sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 145,710 shares — an estimated $7.12M sold.

D.E. Shaw & Co first reported a position in LM in Q2 2013 and held it in 23 quarters. The position peaked at $31.5M in Q3 2016. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

  • D.E. Shaw & Co reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
  • D.E. Shaw & Co sold 145,710 Legg Mason, Inc. shares in Q2 2020, an estimated $7.12M.
  • D.E. Shaw & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 23 quarters.
  • D.E. Shaw & Co's Legg Mason, Inc. position peaked at $31.5M in Q3 2016.
  • 303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.