D.E. Shaw & Co
LM

D.E. Shaw & Co’s Legg Mason, Inc. LM Stock Holding History

D.E. Shaw & Co’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-56,200
Closed -$2.75M – 4359
2020
Q1 		$2.75M Hold
56,200
– – ﹤0.01% 1919
2019
Q4 		$2.02M Buy
56,200
+2,900
+5% +$108K ﹤0.01% 2463
2019
Q3 		$2.04M Buy
53,300
+19,500
+58% +$738K ﹤0.01% 2335
2019
Q2 		$1.29M Sell
33,800
-9,000
-21% -$311K ﹤0.01% 2522
2019
Q1 		$1.17M Sell
42,800
-2,200
-5% -$63.1K ﹤0.01% 2510
2018
Q4 		$1.15M Buy
45,000
+34,300
+321% +$961K ﹤0.01% 2563
2018
Q3 		$334K Buy
+10,700
New +$346K ﹤0.01% 3314
2017
Q1 		– Sell
-12,100
Closed -$362K – 3714
2016
Q4 		$362K Sell
12,100
-22,400
-65% -$704K ﹤0.01% 3033
2016
Q3 		$1.16M Sell
34,500
-96,100
-74% -$3.2M ﹤0.01% 2304
2016
Q2 		$3.85M Buy
130,600
+34,500
+36% +$1.12M 0.01% 1447
2016
Q1 		$3.33M Buy
+96,100
New +$3.01M 0.01% 1533
2014
Q2 		– Sell
-20,000
Closed -$981K – 4654
2014
Q1 		$981K Buy
+20,000
New +$891K ﹤0.01% 3041

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CC
Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

D.E. Shaw & Co's LM Position: Q2 2020 in Review

D.E. Shaw & Co sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 145,710 shares — an estimated $7.12M sold.

D.E. Shaw & Co first reported a position in LM in Q2 2013 and held it in 23 quarters. The position peaked at $31.5M in Q3 2016. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

  • D.E. Shaw & Co reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
  • D.E. Shaw & Co sold 145,710 Legg Mason, Inc. shares in Q2 2020, an estimated $7.12M.
  • D.E. Shaw & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 23 quarters.
  • D.E. Shaw & Co's Legg Mason, Inc. position peaked at $31.5M in Q3 2016.
  • 303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.