D.E. Shaw & Co
LM

D.E. Shaw & Co’s Legg Mason, Inc. LM Stock Holding History

D.E. Shaw & Co’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-69,700
Closed -$2.5M – 4428
2019
Q4 		$2.5M Sell
69,700
-3,700
-5% -$137K ﹤0.01% 2299
2019
Q3 		$2.8M Buy
+73,400
New +$2.78M ﹤0.01% 2107
2016
Q4 		– Sell
-20,500
Closed -$686K – 3686
2016
Q3 		$686K Hold
20,500
– – ﹤0.01% 2623
2016
Q2 		$605K Buy
+20,500
New +$665K ﹤0.01% 2705
2014
Q4 		– Sell
-10,000
Closed -$512K – 4361
2014
Q3 		$512K Hold
10,000
– – ﹤0.01% 3334
2014
Q2 		$513K Hold
10,000
– – ﹤0.01% 3510
2014
Q1 		$490K Buy
+10,000
New +$445K ﹤0.01% 3630

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CC
Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

D.E. Shaw & Co's LM Position: Q2 2020 in Review

D.E. Shaw & Co sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 145,710 shares — an estimated $7.12M sold.

D.E. Shaw & Co first reported a position in LM in Q2 2013 and held it in 23 quarters. The position peaked at $31.5M in Q3 2016. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

  • D.E. Shaw & Co reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
  • D.E. Shaw & Co sold 145,710 Legg Mason, Inc. shares in Q2 2020, an estimated $7.12M.
  • D.E. Shaw & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 23 quarters.
  • D.E. Shaw & Co's Legg Mason, Inc. position peaked at $31.5M in Q3 2016.
  • 303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.