Paragon Associates & Paragon Associates II Joint Venture’s Legg Mason, Inc. LM Stock Holding History

Paragon Associates & Paragon Associates II Joint Venture’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-10,000	Closed	-$361K	–	20
2017 Q1	$361K	Buy	+10,000	New	+$346K	0.39%	17
2016 Q1	–	Sell	-175,000	Closed	-$6.87M	–	23
2015 Q4	$6.87M	Buy	+175,000	New	+$7.49M	5.87%	7
2015 Q1	–	Sell	-160,100	Closed	-$8.54M	–	20
2014 Q4	$8.54M	Buy	160,100 +10,100	+7%	+$533K	5.42%	8
2014 Q3	$7.67M	Buy	150,000 +42,200	+39%	+$2.09M	5.7%	7
2014 Q2	$5.53M	Hold	107,800	–	–	4.41%	10
2014 Q1	$5.29M	Sell	107,800 -117,200	-52%	-$5.22M	5.27%	9
2013 Q4	$9.78M	Buy	+225,000	New	+$8.73M	6.58%	5

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $11.1B AUM 41.79% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Paragon Associates & Paragon Associates II Joint Venture's LM Position: Q2 2017 in Review

Paragon Associates & Paragon Associates II Joint Venture sold out of Legg Mason, Inc. (LM) in Q2 2017, closing a stake of 10,000 shares — an estimated $361K sold.

Paragon Associates & Paragon Associates II Joint Venture first reported a position in LM in Q4 2013 and held it in 7 quarters. The position peaked at $9.78M in Q4 2013. 320 funds tracked by Wall St. Rank hold LM as of Q2 2017.

Paragon Associates & Paragon Associates II Joint Venture reported no remaining Legg Mason, Inc. position as of Q2 2017 after selling out during the quarter.
Paragon Associates & Paragon Associates II Joint Venture sold 10,000 Legg Mason, Inc. shares in Q2 2017, an estimated $361K.
Paragon Associates & Paragon Associates II Joint Venture first reported a position in Legg Mason, Inc. in Q4 2013 and held it in 7 quarters.
Paragon Associates & Paragon Associates II Joint Venture's Legg Mason, Inc. position peaked at $9.78M in Q4 2013.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2017.

Based on Paragon Associates & Paragon Associates II Joint Venture's 13F filing for Q2 2017, filed 14 Aug 2017.