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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

381 hedge funds and large institutions have $3.75B invested in Legg Mason, Inc. in 2015 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 131 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

337% more call options, than puts

Call options by funds: $11.3M | Put options by funds: $2.59M

63% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 32

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

4% more funds holding

Funds holding: 366381 (+15)

3% more repeat investments, than reductions

Existing positions increased: 131 | Existing positions reduced: 127

6% less capital invested

Capital invested by funds: $3.99B → $3.75B (-$240M)

Holders
381
Holders Change
+15
Holders Change %
+4.1%
% of All Funds
9.99%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.18%
New
52
Increased
131
Reduced
127
Closed
32
Calls
$11.3M
Puts
$2.59M
Net Calls
+$8.74M
Net Calls Change
-$16.9M
Name Holding Trade Value Shares
Change
Change in
Stake
CK
251
Cohen Klingenstein
New York
$364K
Ninety One (UK)
252
Ninety One (UK)
United Kingdom
$364K +$6.04K +141 +2%
BNP Paribas Asset Management
253
BNP Paribas Asset Management
France
$359K +$117K +2,734 +43%
NSEDCP
254
NJ State Employees Deferred Compensation Plan
New Jersey
$353K
SRC
255
Shufro Rose & Co
New York
$353K
Skandinaviska Enskilda Banken (SEB)
256
Skandinaviska Enskilda Banken (SEB)
Sweden
$352K +$384K +8,960 New
RCAMU
257
Rothschild & Co Asset Management US
Connecticut
$350K -$18.1M -423,042 -98%
UR
258
USCA RIA
Texas
$343K -$10.7K -250 -3%
Rafferty Asset Management
259
Rafferty Asset Management
New York
$340K -$28.4K -663 -7%
WIA
260
Westbourne Investment Advisors
Maryland
$340K +$55.7K +1,300 +18%
Capstone Investment Advisors
261
Capstone Investment Advisors
New York
$339K +$371K +8,653 New
RCM
262
Rotella Capital Management
Washington
$330K +$360K +8,400 New
QSS
263
Quantitative Systematic Strategies
Florida
$329K +$358K +8,368 New
QC
264
Quadrature Capital
United Kingdom
$328K +$358K +8,369 New
SM
265
Salzhauer Michael
$321K -$985 -23 -0.3%
KRS
266
Kentucky Retirement Systems
Kentucky
$321K +$28K +655 +9%
LIA
267
LS Investment Advisors
Michigan
$315K -$5.18K -121 -1%
NMIMC
268
Northwestern Mutual Investment Management Company
Wisconsin
$308K +$20.9K +489 +7%
O
269
OppenheimerFunds
New York
$301K +$328K +7,658 New
LSERS
270
Louisiana State Employees Retirement System
Louisiana
$294K -$21.4K -500 -6%
CIM
271
Calvert Investment Management
Maryland
$289K +$104K +2,430 +49%
Dodge & Cox
272
Dodge & Cox
California
$286K -$54K -1,260 -15%
PTC
273
Petrus Trust Company
Texas
$284K
LMGAM
274
Liberty Mutual Group Asset Management
Massachusetts
$280K -$1.06M -24,659 -78%
GL
275
GLG LLC
New York
$277K -$174K -4,055 -36%

LM Hedge Fund Activity: Q4 2015 in Review

381 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2015, worth a combined $3.75B — down 6% from $3.99B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new LM positions and 32 closed out — a net gain of 20 holders — while 131 added to existing stakes and 127 trimmed.

The largest buyer was Samlyn Capital, adding an estimated $99.3M. The largest seller was Citadel Advisors, cutting an estimated $45.3M.

  • 381 institutional investors held Legg Mason, Inc. (LM) as of Q4 2015, up from 366 in Q3 2015.
  • Funds reported $3.75B of Legg Mason, Inc. stock for Q4 2015, down 6% quarter-over-quarter.
  • 52 funds opened new Legg Mason, Inc. positions in Q4 2015 and 32 closed out, a net change of +20 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2015 was Samlyn Capital, an estimated $99.3M added.
  • The largest Legg Mason, Inc. seller in Q4 2015 was Citadel Advisors, an estimated $45.3M sold.

Based on aggregated 13F filings for Q4 2015.