Capstone Investment Advisors’s Legg Mason, Inc. LM Stock Holding History

Capstone Investment Advisors’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-58,448	Closed	-$2.85M	–	1386
2020 Q1	$2.85M	Buy	+58,448	New	+$2.55M	0.05%	421
2016 Q1	–	Sell	-8,653	Closed	-$339K	–	801
2015 Q4	$339K	Buy	+8,653	New	+$371K	0.01%	386

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Capstone Investment Advisors's LM Position: Q2 2020 in Review

Capstone Investment Advisors sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 58,448 shares — an estimated $2.85M sold.

Capstone Investment Advisors first reported a position in LM in Q4 2015 and held it in 2 quarters. The position peaked at $2.85M in Q1 2020. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

Capstone Investment Advisors reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
Capstone Investment Advisors sold 58,448 Legg Mason, Inc. shares in Q2 2020, an estimated $2.85M.
Capstone Investment Advisors first reported a position in Legg Mason, Inc. in Q4 2015 and held it in 2 quarters.
Capstone Investment Advisors's Legg Mason, Inc. position peaked at $2.85M in Q1 2020.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on Capstone Investment Advisors's 13F filing for Q2 2020, filed 14 Aug 2020.