Shufro Rose & Co’s Legg Mason, Inc. LM Stock Holding History

Shufro Rose & Co’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-6,000	Closed	-$215K	–	330
2019 Q4	$215K	Hold	6,000	–	–	0.02%	271
2019 Q3	$229K	Hold	6,000	–	–	0.02%	259
2019 Q2	$230K	Buy	+6,000	New	+$207K	0.02%	253
2018 Q3	–	Sell	-10,500	Closed	-$365K	–	309
2018 Q2	$365K	Hold	10,500	–	–	0.03%	202
2018 Q1	$427K	Hold	10,500	–	–	0.04%	177
2017 Q4	$441K	Hold	10,500	–	–	0.04%	173
2017 Q3	$413K	Buy	10,500 +500	+5%	+$19.2K	0.04%	185
2017 Q2	$382K	Sell	10,000 -500	-5%	-$18.9K	0.04%	184
2017 Q1	$379K	Hold	10,500	–	–	0.04%	184
2016 Q4	$314K	Buy	10,500 +2,500	+31%	+$78.5K	0.04%	193
2016 Q3	$268K	Sell	8,000 -1,000	-11%	-$33.3K	0.03%	214
2016 Q2	$265K	Hold	9,000	–	–	0.03%	214
2016 Q1	$312K	Hold	9,000	–	–	0.03%	202
2015 Q4	$353K	Hold	9,000	–	–	0.04%	178
2015 Q3	$374K	Hold	9,000	–	–	0.04%	174
2015 Q2	$463K	Hold	9,000	–	–	0.05%	164
2015 Q1	$496K	Sell	9,000 -9,700	-52%	-$544K	0.05%	162
2014 Q4	$998K	Hold	18,700	–	–	0.1%	120
2014 Q3	$956K	Sell	18,700 -1,000	-5%	-$49.6K	0.1%	122
2014 Q2	$1.01M	Hold	19,700	–	–	0.1%	118
2014 Q1	$966K	Sell	19,700 -3,200	-14%	-$143K	0.1%	122
2013 Q4	$995K	Sell	22,900 -1,000	-4%	-$38.8K	0.11%	113
2013 Q3	$799K	Hold	23,900	–	–	0.09%	124
2013 Q2	$741K	Buy	+23,900	New	+$781K	0.09%	120

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Shufro Rose & Co's LM Position: Q1 2020 in Review

Shufro Rose & Co sold out of Legg Mason, Inc. (LM) in Q1 2020, closing a stake of 6,000 shares — an estimated $215K sold.

Shufro Rose & Co first reported a position in LM in Q2 2013 and held it in 24 quarters. The position peaked at $1.01M in Q2 2014. 320 funds tracked by Wall St. Rank hold LM as of Q1 2020.

Shufro Rose & Co reported no remaining Legg Mason, Inc. position as of Q1 2020 after selling out during the quarter.
Shufro Rose & Co sold 6,000 Legg Mason, Inc. shares in Q1 2020, an estimated $215K.
Shufro Rose & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 24 quarters.
Shufro Rose & Co's Legg Mason, Inc. position peaked at $1.01M in Q2 2014.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2020.

Based on Shufro Rose & Co's 13F filing for Q1 2020, filed 22 Apr 2020.