Rotella Capital Management’s Legg Mason, Inc. LM Stock Holding History

Rotella Capital Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-8,400	Closed	-$330K	–	293
2015 Q4	$330K	Buy	+8,400	New	+$360K	0.3%	187
2015 Q3	–	Sell	-3,962	Closed	-$205K	–	703
2015 Q2	$205K	Buy	+3,962	New	+$213K	0.17%	160

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Rotella Capital Management's LM Position: Q1 2016 in Review

Rotella Capital Management sold out of Legg Mason, Inc. (LM) in Q1 2016, closing a stake of 8,400 shares — an estimated $330K sold.

Rotella Capital Management first reported a position in LM in Q2 2015 and held it in 2 quarters. The position peaked at $330K in Q4 2015. 356 funds tracked by Wall St. Rank hold LM as of Q1 2016.

Rotella Capital Management reported no remaining Legg Mason, Inc. position as of Q1 2016 after selling out during the quarter.
Rotella Capital Management sold 8,400 Legg Mason, Inc. shares in Q1 2016, an estimated $330K.
Rotella Capital Management first reported a position in Legg Mason, Inc. in Q2 2015 and held it in 2 quarters.
Rotella Capital Management's Legg Mason, Inc. position peaked at $330K in Q4 2015.
356 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2016.

Based on Rotella Capital Management's 13F filing for Q1 2016, filed 13 May 2016.