Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

377

Holders Change

+11

Holders Change %

+3.01%

% of All Funds

10.06%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-8.33%

% of All Funds

0.29%

New

Increased

116

Reduced

159

Closed

Calls

$12.4M

Puts

$8.15M

Net Calls

+$4.28M

Net Calls Change

+$1.12M

Top Buyers

1	Viking Global Investors Stamford, Connecticut	$197M
2	Wellington Management Group Boston, Massachusetts	$209M
3	Citadel Advisors Miami, Florida	$68M
4	JPMorgan Chase & Co New York	$341M
5	TCIM TIAA CREF Investment Management New York	$103M

Top Sellers

1	T. Rowe Price Associates Baltimore, Maryland	$88.3M
2	Bank of New York Mellon New York	$63.2M
3	Fidelity Investments Boston, Massachusetts	$3.42M
4	Pzena Investment Management New York	$30.6M
5	FPP Findlay Park Partners London, United Kingdom	$17.7M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
251	NMERB 251 New Mexico Educational Retirement Board Santa Fe, New Mexico	$657K	-$74.7K	-1,400	-10%
252	252 Wealth Enhancement Advisory Services Plymouth, Minnesota	$657K	+$657K	+12,302	New
253	CC 253 Cipher Capital New York	$652K	+$652K	+12,224	New
254	PL 254 Parkwood LLC Cleveland, Ohio	$650K	+$246K	+4,612	+61%
255	255 Dodge & Cox San Francisco, California	$644K	-$281K	-5,270	-30%
256	256 CIBC Asset Management Toronto, Ontario, Canada	$626K	-$172K	-3,222	-22%
257	JIC 257 Johnson Investment Counsel Cincinnati, Ohio	$613K	-$51.9K	-973	-8%
258	258 M&T Bank Buffalo, New York	$613K	+$1.92K	+36	+0.3%
259	GL 259 GLG LLC New York	$606K	–	–	–
260	260 Commonwealth Equity Services Waltham, Massachusetts	$603K	-$27.1K	-508	-4%
261	TI 261 Trexquant Investment Stamford, Connecticut	$597K	+$597K	+11,200	New
262	FM 262 Foster & Motley Cincinnati, Ohio	$588K	–	–	–
263	ECA 263 Endeavour Capital Advisors Greenwich, Connecticut	$582K	+$582K	+10,909	New
264	MOACM 264 Mutual of America Capital Management New York	$581K	-$6.24K	-117	-1%
265	CAM 265 Cacti Asset Management Atlanta, Georgia	$580K	–	–	–
266	SHA 266 Smith Hayes Advisers Lincoln, Nebraska	$571K	–	–	–
267	MVA 267 Mount Vernon Associates Baltimore, Maryland	$539K	-$42.7K	-800	-7%
268	CG 268 Clinton Group New York	$534K	+$534K	+10,013	New
269	EGM 269 Engineers Gate Manager New York	$533K	+$533K	+9,993	New
270	PI 270 PineBridge Investments New York	$528K	-$1.19M	-22,317	-69%
271	CK 271 Cohen Klingenstein New York	$496K	–	–	–
272	DI 272 Diligent Investors Redlands, California	$491K	+$491K	+8,569	New
273	SMDAM 273 Sumitomo Mitsui DS Asset Management Tokyo, Japan	$487K	-$55.1K	-1,033	-10%
274	UR 274 USCA RIA Houston, Texas	$483K	–	–	–
275	275 LSV Asset Management Chicago, Illinois	$480K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM