Cipher Capital’s Legg Mason, Inc. LM Stock Holding History

Cipher Capital’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-17,710	Closed	-$636K	–	655
2019 Q4	$636K	Buy	+17,710	New	+$657K	0.05%	356
2019 Q3	–	Sell	-10,392	Closed	-$398K	–	721
2019 Q2	$398K	Sell	10,392 -10,279	-50%	-$355K	0.03%	414
2019 Q1	$565K	Buy	20,671 +6,384	+45%	+$183K	0.04%	363
2018 Q4	$364K	Buy	+14,287	New	+$400K	0.05%	397
2017 Q1	–	Sell	-27,704	Closed	-$829K	–	741
2016 Q4	$829K	Sell	27,704 -26,393	-49%	-$829K	0.06%	429
2016 Q3	$1.81M	Buy	+54,097	New	+$1.8M	0.11%	311
2016 Q2	–	Sell	-6,181	Closed	-$214K	–	804
2016 Q1	$214K	Buy	+6,181	New	+$194K	0.02%	654
2015 Q4	–	Sell	-35,310	Closed	-$1.47M	–	673
2015 Q3	$1.47M	Buy	+35,310	New	+$1.64M	0.21%	159
2015 Q2	–	Sell	-15,512	Closed	-$856K	–	644
2015 Q1	$856K	Buy	15,512 +3,288	+27%	+$185K	0.14%	237
2014 Q4	$652K	Buy	+12,224	New	+$645K	0.17%	207

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Cipher Capital's LM Position: Q1 2020 in Review

Cipher Capital sold out of Legg Mason, Inc. (LM) in Q1 2020, closing a stake of 17,710 shares — an estimated $636K sold.

Cipher Capital first reported a position in LM in Q4 2014 and held it in 10 quarters. The position peaked at $1.81M in Q3 2016. 320 funds tracked by Wall St. Rank hold LM as of Q1 2020.

Cipher Capital reported no remaining Legg Mason, Inc. position as of Q1 2020 after selling out during the quarter.
Cipher Capital sold 17,710 Legg Mason, Inc. shares in Q1 2020, an estimated $636K.
Cipher Capital first reported a position in Legg Mason, Inc. in Q4 2014 and held it in 10 quarters.
Cipher Capital's Legg Mason, Inc. position peaked at $1.81M in Q3 2016.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2020.

Based on Cipher Capital's 13F filing for Q1 2020, filed 15 May 2020.