Smith Hayes Advisers’s Legg Mason, Inc. LM Stock Holding History

Smith Hayes Advisers’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,700	Closed	-$603K	–	327
2015 Q2	$603K	Sell	11,700 -1,200	-9%	-$64.6K	0.12%	181
2015 Q1	$712K	Buy	12,900 +2,200	+21%	+$123K	0.14%	170
2014 Q4	$571K	Hold	10,700	–	–	0.12%	192
2014 Q3	$547K	Hold	10,700	–	–	0.13%	185
2014 Q2	$549K	Hold	10,700	–	–	0.13%	178
2014 Q1	$525K	Buy	+10,700	New	+$477K	0.13%	178

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Smith Hayes Advisers's LM Position: Q3 2015 in Review

Smith Hayes Advisers sold out of Legg Mason, Inc. (LM) in Q3 2015, closing a stake of 11,700 shares — an estimated $603K sold.

Smith Hayes Advisers first reported a position in LM in Q1 2014 and held it in 6 quarters. The position peaked at $712K in Q1 2015. 366 funds tracked by Wall St. Rank hold LM as of Q3 2015.

Smith Hayes Advisers reported no remaining Legg Mason, Inc. position as of Q3 2015 after selling out during the quarter.
Smith Hayes Advisers sold 11,700 Legg Mason, Inc. shares in Q3 2015, an estimated $603K.
Smith Hayes Advisers first reported a position in Legg Mason, Inc. in Q1 2014 and held it in 6 quarters.
Smith Hayes Advisers's Legg Mason, Inc. position peaked at $712K in Q1 2015.
366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2015.

Based on Smith Hayes Advisers's 13F filing for Q3 2015, filed 13 Nov 2015.