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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

301 hedge funds and large institutions have $2.78B invested in Legg Mason, Inc. in 2017 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 73 increasing their positions, 122 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $6.67M

14% more capital invested

Capital invested by funds: $2.44B → $2.78B (+$345M)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

3% less funds holding

Funds holding: 311301 (-10)

40% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 122

Holders
301
Holders Change
-10
Holders Change %
-3.22%
% of All Funds
7.49%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
53
Increased
73
Reduced
122
Closed
55
Calls
$8.52M
Puts
$6.67M
Net Calls
+$1.85M
Net Calls Change
+$3.01M
Name Holding Trade Value Shares
Change
Change in
Stake
MPAM
226
Murphy Pohlad Asset Management
Minnesota
$249K -$162K -4,675 -40%
Neuberger Berman Group
227
Neuberger Berman Group
New York
$246K
RJFSA
228
Raymond James Financial Services Advisors
Florida
$246K +$236K +6,809 New
OC
229
Oppenheimer & Co
New York
$243K +$233K +6,721 New
Massachusetts Financial Services
230
Massachusetts Financial Services
Massachusetts
$237K +$228K +6,572 New
NSAM
231
North Star Asset Management
Wisconsin
$234K +$224K +6,478 New
RCM
232
Riverhead Capital Management
Delaware
$229K -$300K -8,664 -58%
AI
233
Atria Investments
North Carolina
$227K +$218K +6,299 New
ICOA
234
Investment Centers of America
North Dakota
$226K +$216K +6,245 New
CIBC World Market
235
CIBC World Market
Ontario, Canada
$219K +$210K +6,063 New
GIM
236
Greenwich Investment Management
Connecticut
$219K +$211K +6,085 New
YMRC
237
Yorktown Management & Research Company
Virginia
$217K +$208K +6,000 New
Envestnet Asset Management
238
Envestnet Asset Management
Illinois
$212K +$38.1K +1,100 +23%
LIA
239
LS Investment Advisors
Michigan
$210K -$13.2K -380 -6%
NA
240
Neuburgh Advisers
California
$207K -$272K -7,856 -58%
BAM
241
Boyar Asset Management
New York
$203K +$195K +5,634 New
LTFS
242
Ladenburg Thalmann Financial Services
Florida
$178K -$111K -3,212 -39%
Northwestern Mutual Wealth Management
243
Northwestern Mutual Wealth Management
Wisconsin
$167K
Citigroup
244
Citigroup
New York
$154K -$1.13M -32,741 -89%
IIC
245
Integrated Investment Consultants
Michigan
$134K
IA
246
IFP Advisors
Florida
$129K +$86.6K +2,500 +235%
DADC
247
D.A. Davidson & Co
Montana
$111K +$12.1K +350 +13%
FPF
248
FNY Partners Fund
New York
$109K +$105K +3,035 New
ERSOT
249
Employees Retirement System of Texas
Texas
$108K
Zurich Cantonal Bank
250
Zurich Cantonal Bank
Switzerland
$105K

LM Hedge Fund Activity: Q1 2017 in Review

301 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q1 2017, worth a combined $2.78B — up 14% from $2.44B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of LM and 53 opened new positions — a net loss of 2 holders — while 122 trimmed existing stakes and 73 added.

The largest buyer was BlackRock, adding an estimated $260M. The largest seller was Wellington Management Group, cutting an estimated $58.7M.

  • 301 institutional investors held Legg Mason, Inc. (LM) as of Q1 2017, down from 311 in Q4 2016.
  • Funds reported $2.78B of Legg Mason, Inc. stock for Q1 2017, up 14% quarter-over-quarter.
  • 53 funds opened new Legg Mason, Inc. positions in Q1 2017 and 55 closed out, a net change of -2 holders.
  • The largest Legg Mason, Inc. buyer in Q1 2017 was BlackRock, an estimated $260M added.
  • The largest Legg Mason, Inc. seller in Q1 2017 was Wellington Management Group, an estimated $58.7M sold.

Based on aggregated 13F filings for Q1 2017.