OC
LM

Oppenheimer & Co’s Legg Mason, Inc. LM Stock Holding History

Oppenheimer & Co’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-10,161
Closed -$389K – 1356
2019
Q2 		$389K Buy
+10,161
New +$351K 0.01% 903
2018
Q3 		– Sell
-9,217
Closed -$320K – 1413
2018
Q2 		$320K Sell
9,217
-15,297
-62% -$580K 0.01% 1039
2018
Q1 		$996K Buy
24,514
+13,895
+131% +$574K 0.03% 611
2017
Q4 		$446K Buy
+10,619
New +$417K 0.01% 903
2017
Q3 		– Sell
-6,904
Closed -$263K – 1369
2017
Q2 		$263K Buy
6,904
+183
+3% +$6.93K 0.01% 1067
2017
Q1 		$243K Buy
+6,721
New +$233K 0.01% 1085
2016
Q3 		– Sell
-13,928
Closed -$411K – 1324
2016
Q2 		$411K Buy
13,928
+8,000
+135% +$259K 0.01% 859
2016
Q1 		$205K Sell
5,928
-6,000
-50% -$188K 0.01% 1094
2015
Q4 		$468K Buy
11,928
+3,000
+34% +$128K 0.01% 787
2015
Q3 		$371K Buy
8,928
+2,000
+29% +$92.6K 0.01% 920
2015
Q2 		$357K Buy
6,928
+3,100
+81% +$167K 0.01% 1027
2015
Q1 		$211K Buy
+3,828
New +$215K 0.01% 1271
2013
Q4 		– Sell
-6,376
Closed -$213K – 1470
2013
Q3 		$213K Sell
6,376
-1,616
-20% -$54.1K 0.01% 1131
2013
Q2 		$248K Buy
+7,992
New +$261K 0.01% 1011

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Oppenheimer & Co's LM Position: Q3 2019 in Review

Oppenheimer & Co sold out of Legg Mason, Inc. (LM) in Q3 2019, closing a stake of 10,161 shares — an estimated $389K sold.

Oppenheimer & Co first reported a position in LM in Q2 2013 and held it in 14 quarters. The position peaked at $996K in Q1 2018. 329 funds tracked by Wall St. Rank hold LM as of Q3 2019.

  • Oppenheimer & Co reported no remaining Legg Mason, Inc. position as of Q3 2019 after selling out during the quarter.
  • Oppenheimer & Co sold 10,161 Legg Mason, Inc. shares in Q3 2019, an estimated $389K.
  • Oppenheimer & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 14 quarters.
  • Oppenheimer & Co's Legg Mason, Inc. position peaked at $996K in Q1 2018.
  • 329 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2019.

Based on Oppenheimer & Co's 13F filing for Q3 2019, filed 31 Oct 2019.