DADC
LM

D.A. Davidson & Co’s Legg Mason, Inc. LM Stock Holding History

D.A. Davidson & Co’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-6,000
Closed -$215K – 1084
2019
Q4 		$215K Hold
6,000
– – ﹤0.01% 937
2019
Q3 		$229K Hold
6,000
– – ﹤0.01% 879
2019
Q2 		$230K Buy
+6,000
New +$207K ﹤0.01% 857
2018
Q4 		– Sell
-8,100
Closed -$253K – 1193
2018
Q3 		$253K Buy
+8,100
New +$262K ﹤0.01% 977
2017
Q3 		– Sell
-2,600
Closed -$99K – 2187
2017
Q2 		$99K Sell
2,600
-500
-16% -$18.9K ﹤0.01% 1273
2017
Q1 		$111K Buy
3,100
+350
+13% +$12.1K ﹤0.01% 1209
2016
Q4 		$82K Sell
2,750
-1,600
-37% -$50.3K ﹤0.01% 1393
2016
Q3 		$145K Sell
4,350
-700
-14% -$23.3K ﹤0.01% 1090
2016
Q2 		$148K Sell
5,050
-600
-11% -$19.4K ﹤0.01% 956
2016
Q1 		$195K Buy
5,650
+900
+19% +$28.2K 0.01% 848
2015
Q4 		$186K Sell
4,750
-2,100
-31% -$89.9K 0.01% 860
2015
Q3 		$285K Sell
6,850
-285
-4% -$13.2K 0.01% 699
2015
Q2 		$367K Sell
7,135
-825
-10% -$44.4K 0.01% 664
2015
Q1 		$439K Sell
7,960
-300
-4% -$16.8K 0.01% 609
2014
Q4 		$440K Sell
8,260
-2,550
-24% -$135K 0.01% 613
2014
Q3 		$553K Sell
10,810
-2,050
-16% -$102K 0.02% 561
2014
Q2 		$659K Sell
12,860
-350
-3% -$16.9K 0.02% 526
2014
Q1 		$647K Sell
13,210
-4,514
-25% -$201K 0.02% 530
2013
Q4 		$770K Sell
17,724
-346
-2% -$13.4K 0.03% 471
2013
Q3 		$603K Sell
18,070
-1,615
-8% -$54.1K 0.03% 459
2013
Q2 		$609K Buy
+19,685
New +$643K 0.03% 430

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

D.A. Davidson & Co's LM Position: Q1 2020 in Review

D.A. Davidson & Co sold out of Legg Mason, Inc. (LM) in Q1 2020, closing a stake of 6,000 shares — an estimated $215K sold.

D.A. Davidson & Co first reported a position in LM in Q2 2013 and held it in 21 quarters. The position peaked at $770K in Q4 2013. 320 funds tracked by Wall St. Rank hold LM as of Q1 2020.

  • D.A. Davidson & Co reported no remaining Legg Mason, Inc. position as of Q1 2020 after selling out during the quarter.
  • D.A. Davidson & Co sold 6,000 Legg Mason, Inc. shares in Q1 2020, an estimated $215K.
  • D.A. Davidson & Co first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 21 quarters.
  • D.A. Davidson & Co's Legg Mason, Inc. position peaked at $770K in Q4 2013.
  • 320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2020.

Based on D.A. Davidson & Co's 13F filing for Q1 2020, filed 5 May 2020.