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Nuveen Floating Rate Income Fund

96 hedge funds and large institutions have $172M invested in Nuveen Floating Rate Income Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

1% more capital invested

Capital invested by funds: $171M → $172M (+$923K)

0.37% less ownership

Funds ownership: 33.46%33.09% (-0.37%)

4% less funds holding

Funds holding: 10096 (-4)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
96
Holders Change
-4
Holders Change %
-4%
% of All Funds
2.1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
33
Reduced
28
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DA
76
Doliver Advisors
Texas
$100K -$19.7K -2,034 -16%
SRCM
77
Swift Run Capital Management
Virginia
$97K
PNC Financial Services Group
78
PNC Financial Services Group
Pennsylvania
$88K
RIA
79
Realta Investment Advisors
Delaware
$70K +$1.14K +118 +2%
SPIA
80
Steward Partners Investment Advisory
New York
$55K
GSWM
81
Golden State Wealth Management
California
$39K
TRCT
82
Tower Research Capital (TRC)
New York
$31K +$30.7K +3,174 New
FIA
83
FNY Investment Advisers
New York
$30K -$659 -68 -2%
GWM
84
Geneos Wealth Management
Colorado
$24K
PAM
85
Panagora Asset Management
Massachusetts
$17K +$17.2K +1,771 New
PFGIA
86
Patriot Financial Group Insurance Agency
Massachusetts
$16K
NFG
87
Next Financial Group
Texas
$14K
WEC
88
Winslow Evans & Crocker
Massachusetts
$12K +$11.6K +1,200 New
RCM
89
Rivernorth Capital Management
Florida
$10.8K -$4.93M -509,344 -32%
BAM
90
Barrett Asset Management
New York
$10K
FWM
91
Focused Wealth Management
New York
$10K
ZA
92
Zazove Associates
Nevada
$10K
APA
93
American Portfolios Advisors
New York
$9.3K +$2.91K +300 +46%
QCIG
94
Quad-Cities Investment Group
Iowa
$9K +$165 +17 +2%
AIC
95
Ameritas Investment Company
Nebraska
$8K +$8.23K +850 New
TFS
96
TrustCore Financial Services
Tennessee
$6K +$5.51K +569 New
Koshinski Asset Management
97
Koshinski Asset Management
Illinois
-$700K -71,112 Closed
ICM
98
Ionic Capital Management
New York
-$611K -62,043 Closed
SDAM
99
Shulman DeMeo Asset Management
New York
-$252K -25,590 Closed
TSS
100
Two Sigma Securities
New York
-$146K -14,788 Closed

JFR Hedge Fund Activity: Q3 2019 in Review

96 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2019, worth a combined $172M — up 0.54% from $171M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JFR and 9 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 33 added.

The largest buyer was Morgan Stanley, adding an estimated $2.4M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.93M.

  • 96 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2019, down from 100 in Q2 2019.
  • Funds reported $172M of Nuveen Floating Rate Income Fund stock for Q3 2019, up 0.54% quarter-over-quarter.
  • 9 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2019 and 13 closed out, a net change of -4 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2019 was Morgan Stanley, an estimated $2.4M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2019 was Rivernorth Capital Management, an estimated $4.93M sold.

Based on aggregated 13F filings for Q3 2019.