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Nuveen Floating Rate Income Fund

101 hedge funds and large institutions have $158M invested in Nuveen Floating Rate Income Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 33 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 17

6% more funds holding

Funds holding: 95101 (+6)

4.3% more ownership

Funds ownership: 25.67%29.96% (+4.3%)

4% more capital invested

Capital invested by funds: $152M → $158M (+$5.78M)

21% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 33

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
101
Holders Change
+6
Holders Change %
+6.32%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
24
Increased
26
Reduced
33
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JF
76
JSF Financial
California
$139K +$148K +15,068 New
WP
77
WealthSource Partners
California
$133K
CA
78
Cetera Advisors
Colorado
$123K
BRWA
79
B. Riley Wealth Advisors
Florida
$117K -$7.35K -748 -6%
SPC
80
Sigma Planning Corp
Michigan
$111K -$44.4K -4,518 -27%
JLBC
81
J.L. Bainbridge & Co
Florida
$111K
First Trust Advisors
82
First Trust Advisors
Illinois
$106K -$5.48K -557 -5%
AllianceBernstein
83
AllianceBernstein
Tennessee
$92K
TRCT
84
Tower Research Capital (TRC)
New York
$91K +$96.6K +9,820 New
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$84K -$17.5K -1,780 -17%
P
86
&Partners
Tennessee
$84K +$140K +14,287 New
RFC
87
Regions Financial Corp
Alabama
$83K +$45.8K +4,658 +107%
Cohen & Steers
88
Cohen & Steers
New York
$80K
GWM
89
Geneos Wealth Management
Colorado
$23K -$12.3K -1,250 -33%
SWM
90
SeaCrest Wealth Management
New York
$22K
WAP
91
Wealthcare Advisory Partners
Pennsylvania
$18K
APA
92
American Portfolios Advisors
New York
$10.7K
BAM
93
Barrett Asset Management
New York
$9K
FWM
94
Focused Wealth Management
New York
$9K
QCIG
95
Quad-Cities Investment Group
Iowa
$8K +$147 +15 +2%
RCAG
96
Rehmann Capital Advisory Group
Michigan
$7.49K -$11K -1,122 -58%
AIC
97
Ameritas Investment Company
Nebraska
$4K +$4.13K +420 New
PFGIA
98
Patriot Financial Group Insurance Agency
Massachusetts
$2K -$16K -1,623 -62%
PGWM
99
Parisi Gray Wealth Management
New Jersey
$2K +$2.06K +209 New
NMC
100
Nine Masts Capital
Hong Kong
-$3.16M -304,200 Closed

JFR Hedge Fund Activity: Q4 2018 in Review

101 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2018, worth a combined $158M — up 3.8% from $152M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new JFR positions and 17 closed out — a net gain of 7 holders — while 26 added to existing stakes and 33 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $11.4M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $3.16M sold.

  • 101 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2018, up from 95 in Q3 2018.
  • Funds reported $158M of Nuveen Floating Rate Income Fund stock for Q4 2018, up 3.8% quarter-over-quarter.
  • 24 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2018 and 17 closed out, a net change of +7 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $11.4M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2018 was Nine Masts Capital, an estimated $3.16M sold.

Based on aggregated 13F filings for Q4 2018.