Nuveen Floating Rate Income Fund
77 hedge funds and large institutions have $178M invested in Nuveen Floating Rate Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 25 reducing their positions, and 6 closing their positions.
17% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 6
1% more funds holding
Funds holding: 76 → 77 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.73% less ownership
Funds ownership: 28.97% → 28.24% (-0.73%)
8% less capital invested
Capital invested by funds: $193M → $178M (-$15.2M)
16% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 25
Top Buyers
| 1 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$6.55M |
| 2 |
RCA
Restructuring Capital Associates
Stamford,
Connecticut
|
+$2.8M |
| 3 |
Morgan Stanley
New York
|
+$1.14M |
| 4 |
DA
Doliver Advisors
Houston,
Texas
|
+$704K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$577K |
Top Sellers
| 1 |
Invesco
Atlanta,
Georgia
|
-$3.81M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$3.77M |
| 3 |
MIG
Mariner Investment Group
Harrison,
New York
|
-$3.34M |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$1.36M |
| 5 |
SIA
SeaBridge Investment Advisors
Summit,
New Jersey
|
-$1.01M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
76
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $9K | – | – | – |
|
|
NFG
77
Next Financial Group
Houston,
Texas
| $5K | +$4.91K | +420 | New |
|
|
MA
78
MUFG Americas
New York
| $2K | – | – | – |
|
|
SIA
79
SeaBridge Investment Advisors
Summit,
New Jersey
| – | -$1.01M | -83,140 | Closed |
|
80
First Trust Advisors
Wheaton,
Illinois
| – | -$831K | -68,654 | Closed |
|
|
RCM
81
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$675K | -55,786 | Closed |
|
|
FAAS
82
First Allied Advisory Services
San Diego,
California
| – | -$661K | -54,700 | Closed |
|
|
MTIM
83
Marathon Trading Investment Management
Radnor,
Pennsylvania
| – | -$145K | -12,000 | Closed |
|
|
BRWA
84
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$12.1K | -1,000 | Closed |
|
JFR Hedge Fund Activity: Q3 2014 in Review
77 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2014, worth a combined $178M — down 7.9% from $193M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new JFR positions and 6 closed out — a net gain of 1 holder — while 21 added to existing stakes and 25 trimmed.
The largest buyer was Cambridge Investment Research Advisors, adding an estimated $6.55M. The largest seller was Invesco, cutting an estimated $3.81M.
- 77 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2014, up from 76 in Q2 2014.
- Funds reported $178M of Nuveen Floating Rate Income Fund stock for Q3 2014, down 7.9% quarter-over-quarter.
- 7 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2014 and 6 closed out, a net change of +1 holder.
- The largest Nuveen Floating Rate Income Fund buyer in Q3 2014 was Cambridge Investment Research Advisors, an estimated $6.55M added.
- The largest Nuveen Floating Rate Income Fund seller in Q3 2014 was Invesco, an estimated $3.81M sold.
Based on aggregated 13F filings for Q3 2014.