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Nuveen Floating Rate Income Fund
JFR

72 hedge funds and large institutions have $170M invested in Nuveen Floating Rate Income Fund in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

3% more funds holding

Funds holding: 70 → 72 (+2)

4% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 23

6.03% less ownership

Funds ownership: 32.38% → 26.35% (-6%)

14% less capital invested

Capital invested by funds: $197M → $170M (-$27.7M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
1.8%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
22
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$13.1M
2
Bank of America
Bank of America
North Carolina
+$2.39M
3
BCM
Beck Capital Management
Texas
+$2.03M
4
AAM
Advisors Asset Management
Colorado
+$1.44M
5
LCM
Laurion Capital Management
New York
+$1.18M

Top Sellers

Rank Fund Capital Flow
1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
-$25.9M
2
Invesco
Invesco
Georgia
-$9.86M
3
EVM
Eaton Vance Management
Massachusetts
-$8.31M
4
MGAM
McGowan Group Asset Management
Texas
-$3.39M
5
YMRC
Yorktown Management & Research Company
Virginia
-$2.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$189K -$22.5K -2,000 -11%
CA
52
Cetera Advisors
Colorado
$132K – – –
BRWA
53
B. Riley Wealth Advisors
Florida
$127K +$122K +10,806 New
First Trust Advisors
54
First Trust Advisors
Illinois
$122K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$120K -$1.33K -118 -1%
SEIA
56
Signature Estate & Investment Advisors
California
$115K – – –
WEC
57
Winslow Evans & Crocker
Massachusetts
$73K – – –
MFS
58
MSI Financial Services
Massachusetts
$72K -$6.19K -550 -8%
WA
59
WFG Advisors
Texas
$65K – – –
AA
60
Apriem Advisors
California
$55K – – –
Citigroup
61
Citigroup
New York
$44K +$146 +13 +0.3%
GWM
62
Geneos Wealth Management
Colorado
$39K -$9K -800 -19%
SPIA
63
Steward Partners Investment Advisory
New York
$39K +$38.2K +3,400 New
Creative Planning
64
Creative Planning
Kansas
$38K -$3.43K -305 -9%
AG
65
Advisor Group
Arizona
$34K -$8.75K -778 -21%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$30K +$28.5K +2,534 New
IWM
67
IHT Wealth Management
Illinois
$22K +$21.6K +1,919 New
DADC
68
D.A. Davidson & Co
Montana
$18K – – –
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$14K +$13.2K +1,177 New
FWM
70
Focused Wealth Management
New York
$12K – – –
PCM
71
Penserra Capital Management
California
$10K +$1.09K +97 +12%
HR
72
Howe & Rusling
New York
$5K – – –
MGAM
73
McGowan Group Asset Management
Texas
– -$3.39M -307,572 Closed
YMRC
74
Yorktown Management & Research Company
Virginia
– -$2.92M -265,000 Closed
Envestnet Asset Management
75
Envestnet Asset Management
Illinois
– -$1.38M -124,742 Closed
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JFR Hedge Fund Activity: Q4 2016 in Review

72 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2016, worth a combined $170M — down 14% from $197M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new JFR positions and 6 closed out — a net gain of 5 holders — while 22 added to existing stakes and 23 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $13.1M. The largest seller was Baillie Gifford & Co, cutting an estimated $25.9M.

  • 72 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2016, up from 70 in Q3 2016.
  • Funds reported $170M of Nuveen Floating Rate Income Fund stock for Q4 2016, down 14% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2016 and 6 closed out, a net change of +5 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2016 was JP Morgan Chase, an estimated $13.1M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2016 was Baillie Gifford & Co, an estimated $25.9M sold.

Based on aggregated 13F filings for Q4 2016.