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Nuveen Floating Rate Income Fund
JFR

78 hedge funds and large institutions have $177M invested in Nuveen Floating Rate Income Fund in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

1% more funds holding

Funds holding: 77 → 78 (+1)

0.59% more ownership

Funds ownership: 28.24% → 28.83% (+0.59%)

1% less capital invested

Capital invested by funds: $178M → $177M (-$1.41M)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
15
Reduced
23
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
+$5.79M
2
Bank of America
Bank of America
North Carolina
+$4.88M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.7M
4
Morgan Stanley
Morgan Stanley
New York
+$2.31M
5
TAM
Trust Asset Management
Texas
+$1.58M

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$6.57M
2
AAM
Advisors Asset Management
Colorado
-$3.01M
3
GC
Guggenheim Capital
Illinois
-$2.73M
4
VNA
VNBTrust National Association
Virginia
-$2M
5
Invesco
Invesco
Georgia
-$1.83M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
51
Wolverine Asset Management
Illinois
$158K +$3.52K +319 +2%
LA
52
LVW Advisors
New York
$143K +$143K +13,000 New
CAS
53
CTC Alternative Strategies
Illinois
$140K +$140K +12,720 New
FHC
54
First Houston Capital
Texas
$138K -$81.5K -7,400 -37%
PHS
55
Pekin Hardy Strauss
Illinois
$126K -$55.1K -5,000 -30%
VC
56
Vicus Capital
Pennsylvania
$117K -$28.6K -2,600 -20%
AA
57
Apriem Advisors
California
$101K – – –
TC
58
TradeLink Capital
Illinois
$99K +$99.2K +9,000 New
DADC
59
D.A. Davidson & Co
Montana
$91K -$103K -9,350 -53%
FWM
60
Focused Wealth Management
New York
$75K -$11K -995 -13%
AIG
61
American International Group
New York
$70.2K -$11.1K -1,007 -14%
WEC
62
Winslow Evans & Crocker
Massachusetts
$68.7K – – –
CTC
63
Central Trust Company
Missouri
$28K – – –
MFS
64
MSI Financial Services
Massachusetts
$24K – – –
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$24K +$529 +48 +2%
Creative Planning
66
Creative Planning
Kansas
$22K +$22.5K +2,041 New
NES
67
New England Securities
New York
$20K – – –
Citigroup
68
Citigroup
New York
$20K +$1.43K +130 +8%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$20K +$2.53K +230 +15%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$17K – – –
BCM
71
Blume Capital Management
California
$16K +$16.5K +1,500 New
FBT
72
Founders Bank & Trust
Michigan
$15K – – –
WRM
73
Westport Resources Management
Connecticut
$14K – – –
First Manhattan
74
First Manhattan
New York
$10K – – –
RIM
75
Ranger International Management
Illinois
$10K – – –
1 2
3
4

JFR Hedge Fund Activity: Q4 2014 in Review

78 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2014, worth a combined $177M — down 0.79% from $178M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JFR positions and 15 closed out — a net gain of 3 holders — while 15 added to existing stakes and 23 trimmed.

The largest buyer was Mariner Investment Group, adding an estimated $5.79M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $6.57M sold.

  • 78 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2014, up from 77 in Q3 2014.
  • Funds reported $177M of Nuveen Floating Rate Income Fund stock for Q4 2014, down 0.79% quarter-over-quarter.
  • 18 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2014 and 15 closed out, a net change of +3 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2014 was Mariner Investment Group, an estimated $5.79M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $6.57M sold.

Based on aggregated 13F filings for Q4 2014.