We are live on ! Find out more
JFR icon

Nuveen Floating Rate Income Fund
JFR

77 hedge funds and large institutions have $178M invested in Nuveen Floating Rate Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

1% more funds holding

Funds holding: 76 → 77 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.73% less ownership

Funds ownership: 28.97% → 28.24% (-0.73%)

8% less capital invested

Capital invested by funds: $193M → $178M (-$15.2M)

16% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 25

Holders
77
Holders Change
+1
Holders Change %
+1.32%
% of All Funds
2.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
21
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$6.55M
2
RCA
Restructuring Capital Associates
Connecticut
+$2.8M
3
Morgan Stanley
Morgan Stanley
New York
+$1.14M
4
DA
Doliver Advisors
Texas
+$704K
5
Ameriprise
Ameriprise
Minnesota
+$577K

Top Sellers

1
Invesco
Invesco
Georgia
-$3.81M
2
AAM
Advisors Asset Management
Colorado
-$3.77M
3
MIG
Mariner Investment Group
New York
-$3.34M
4
GC
Guggenheim Capital
Illinois
-$1.36M
5
SIA
SeaBridge Investment Advisors
New Jersey
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
51
Wolverine Asset Management
Illinois
$159K -$590K -50,420 -78%
HighTower Advisors
52
HighTower Advisors
Illinois
$154K +$515 +44 +0.3%
VC
53
Vicus Capital
Pennsylvania
$150K – – –
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$147K -$9.73K -832 -6%
Bank of New York Mellon
55
Bank of New York Mellon
New York
$114K -$23 -2 -0%
AA
56
Apriem Advisors
California
$104K – – –
TRCT
57
Tower Research Capital (TRC)
New York
$99K +$103K +8,800 New
FWM
58
Focused Wealth Management
New York
$89K -$100K -8,567 -52%
AIG
59
American International Group
New York
$83.5K -$9.65K -825 -10%
WEC
60
Winslow Evans & Crocker
Massachusetts
$70.6K +$12 +1 +0%
TFA
61
Transamerica Financial Advisors
Florida
$33K – – –
CTC
62
Central Trust Company
Missouri
$29K – – –
MPWT
63
MassMutual Private Wealth & Trust
Connecticut
$28.2K – – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$25K +$257 +22 +1%
MFS
65
MSI Financial Services
Massachusetts
$24K +$23.4K +2,000 +1,307%
NES
66
New England Securities
New York
$21K – – –
Citigroup
67
Citigroup
New York
$19K -$145K -12,392 -88%
WA
68
Waverly Advisors
Alabama
$19K – – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$18K – – –
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$17K -$9.94K -850 -35%
FBT
71
Founders Bank & Trust
Michigan
$16K – – –
WRM
72
Westport Resources Management
Connecticut
$15K – – –
Barclays
73
Barclays
United Kingdom
$15K +$6.08K +520 +59%
First Manhattan
74
First Manhattan
New York
$11K – – –
RIM
75
Ranger International Management
Illinois
$10K – – –
1 2
3
4

JFR Hedge Fund Activity: Q3 2014 in Review

77 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2014, worth a combined $178M — down 7.9% from $193M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JFR positions and 6 closed out — a net gain of 1 holder — while 21 added to existing stakes and 25 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $6.55M. The largest seller was Invesco, cutting an estimated $3.81M.

  • 77 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2014, up from 76 in Q2 2014.
  • Funds reported $178M of Nuveen Floating Rate Income Fund stock for Q3 2014, down 7.9% quarter-over-quarter.
  • 7 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2014 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2014 was Cambridge Investment Research Advisors, an estimated $6.55M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2014 was Invesco, an estimated $3.81M sold.

Based on aggregated 13F filings for Q3 2014.