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Nuveen Floating Rate Income Fund
JFR

60 hedge funds and large institutions have $133M invested in Nuveen Floating Rate Income Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

15% more funds holding

Funds holding: 52 → 60 (+8)

1.98% more ownership

Funds ownership: 20.01% → 21.99% (+2%)

0% more capital invested

Capital invested by funds: $132M → $133M (+$149K)

Holders
60
Holders Change
+8
Holders Change %
+15.38%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
18
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCA
Restructuring Capital Associates
Connecticut
+$3.76M
2
AAM
Advisors Asset Management
Colorado
+$2.51M
3
NCM
Newgate Capital Management
Connecticut
+$1.51M
4
Invesco
Invesco
Georgia
+$1.46M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.02M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$933K
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$715K
3
LPL Financial
LPL Financial
California
-$652K
4
Jane Street
Jane Street
New York
-$620K
5
ARC
Absolute Return Capital
Massachusetts
-$612K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFO
51
Pathstone Family Office
New Jersey
$44K +$45.2K +3,692 New
CTC
52
Central Trust Company
Missouri
$38K +$31K +2,534 +402%
NES
53
New England Securities
New York
$26K +$4.07K +332 +18%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$25K +$416 +34 +2%
TRCT
55
Tower Research Capital (TRC)
New York
$25K +$25.7K +2,100 New
FBT
56
Founders Bank & Trust
Michigan
$17K – – –
WRM
57
Westport Resources Management
Connecticut
$16K – – –
MIM
58
Macroview Investment Management
Maryland
$12K – – –
First Manhattan
59
First Manhattan
New York
$11K +$7.35K +600 +150%
OFG
60
OTA Financial Group
New York
$318 +$326K +26,631 New
RJFSA
61
Raymond James Financial Services Advisors
Florida
– -$715K -56,772 Closed
Jane Street
62
Jane Street
New York
– -$620K -49,245 Closed
KC
63
Kingfisher Capital
North Carolina
– -$323K -25,606 Closed
PP
64
Paloma Partners
Connecticut
– -$151K -12,000 Closed
CW
65
Cobiz Wealth
Colorado
– -$19K -1,500 Closed
FHC
66
First Heartland Consultants
Missouri
– -$13K -1,000 Closed
1 2
3

JFR Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2013, worth a combined $133M — up 0.11% from $132M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JFR positions and 6 closed out — a net gain of 8 holders — while 18 added to existing stakes and 14 trimmed.

The largest buyer was Restructuring Capital Associates, opening a new position worth an estimated $3.76M. The largest seller was Bank of America, cutting an estimated $933K.

  • 60 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2013, up from 52 in Q2 2013.
  • Funds reported $133M of Nuveen Floating Rate Income Fund stock for Q3 2013, up 0.11% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2013 and 6 closed out, a net change of +8 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2013 was Restructuring Capital Associates, an estimated $3.76M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2013 was Bank of America, an estimated $933K sold.

Based on aggregated 13F filings for Q3 2013.