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Nuveen Floating Rate Income Fund
JFR

95 hedge funds and large institutions have $235M invested in Nuveen Floating Rate Income Fund in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 30 increasing their positions, 28 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $222M → $235M (+$13.7M)

7% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 28

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1.74% less ownership

Funds ownership: 44.54% → 42.81% (-1.7%)

8% less funds holding

Funds holding: 103 → 95 (-8)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

Holders
95
Holders Change
-8
Holders Change %
-7.77%
% of All Funds
1.67%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
11
Increased
30
Reduced
28
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$2.75M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$2.28M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.02M
4
Morgan Stanley
Morgan Stanley
New York
+$1.62M
5
RJA
Raymond James & Associates
Florida
+$1.37M

Top Sellers

Rank Fund Capital Flow
1
VCM
Vivaldi Capital Management
Illinois
-$3.98M
2
EVM
Eaton Vance Management
Massachusetts
-$3.61M
3
LCM
Landscape Capital Management
New Jersey
-$1.79M
4
RCM
Rivernorth Capital Management
Florida
-$1.61M
5
QC
Quantedge Capital
Singapore
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$1.59M -$620K -66,245 -29%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$1.34M -$697K -74,419 -35%
MAFM
28
Mid Atlantic Financial Management
Pennsylvania
$1.13M +$36.5K +3,900 +3%
WS
29
Wela Strategies
Georgia
$1.03M -$54.9K -5,865 -5%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$946K -$117K -12,517 -11%
SAM
31
Seelaus Asset Management
New Jersey
$888K -$25.7K -2,750 -3%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$888K +$26.4K +2,818 +3%
PAS
33
Park Avenue Securities
New York
$885K +$28.7K +3,068 +3%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$844K -$20.3K -2,165 -2%
EIA
35
Edgemoor Investment Advisors
Maryland
$800K – – –
CCP
36
Clough Capital Partners
Massachusetts
$708K +$302K +32,244 +79%
SIC
37
Samalin Investment Counsel
New York
$640K +$5.16K +551 +0.8%
KAS
38
Kestra Advisory Services
Texas
$610K -$579K -61,909 -50%
CI
39
Conning Inc
Connecticut
$522K – – –
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$520K +$5.49K +587 +1%
Invesco
41
Invesco
Georgia
$471K -$2.58K -276 -0.6%
SFS
42
Shaker Financial Services
Virginia
$390K -$866K -92,565 -70%
KA
43
Kovack Advisors
Florida
$371K -$19.8K -2,111 -5%
WS
44
Wedbush Securities
California
$364K – – –
Truist Financial
45
Truist Financial
North Carolina
$362K -$61.8K -6,600 -15%
VEA
46
Virtus ETF Advisers
New York
$359K +$11.8K +1,262 +4%
SSWM
47
Sheets Smith Wealth Management
North Carolina
$317K – – –
OIA
48
Optimum Investment Advisors
Illinois
$311K – – –
ACP
49
Aviance Capital Partners
Florida
$309K – – –
Osaic Holdings
50
Osaic Holdings
Arizona
$295K +$9.75K +1,042 +4%
1
2
3 4 5

JFR Hedge Fund Activity: Q1 2021 in Review

95 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2021, worth a combined $235M — up 6.2% from $222M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of JFR and 11 opened new positions — a net loss of 7 holders — while 28 trimmed existing stakes and 30 added.

The largest buyer was Penserra Capital Management, adding an estimated $2.75M. The largest seller was Vivaldi Capital Management, exiting entirely with an estimated $3.98M sold.

  • 95 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2021, down from 103 in Q4 2020.
  • Funds reported $235M of Nuveen Floating Rate Income Fund stock for Q1 2021, up 6.2% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2021 and 18 closed out, a net change of -7 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2021 was Penserra Capital Management, an estimated $2.75M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2021 was Vivaldi Capital Management, an estimated $3.98M sold.

Based on aggregated 13F filings for Q1 2021.