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Nuveen Floating Rate Income Fund
JFR

108 hedge funds and large institutions have $214M invested in Nuveen Floating Rate Income Fund in 2019 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 1 → 4 (+3)

108% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 12

24% more capital invested

Capital invested by funds: $172M → $214M (+$41.7M)

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

13% more funds holding

Funds holding: 96 → 108 (+12)

3.65% more ownership

Funds ownership: 33.09% → 36.74% (+3.7%)

Holders
108
Holders Change
+12
Holders Change %
+12.5%
% of All Funds
2.13%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.08%
New
25
Increased
33
Reduced
28
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$13.1M
2
PCM
Penserra Capital Management
California
+$10.1M
3
VCM
Vivaldi Capital Management
Illinois
+$3.5M
4
Millennium Management
Millennium Management
New York
+$3.22M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.05M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$7.64M
2
VIA
Vident Investment Advisory
Georgia
-$3.92M
3
Bank of America
Bank of America
North Carolina
-$1.16M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$1.14M
5
GC
Guggenheim Capital
Illinois
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
MIG
26
Mariner Investment Group
New York
$1.36M +$187K +19,461 +17%
OMC
27
Old Mission Capital
Illinois
$1.25M +$1.18M +122,400 New
QGA
28
Q Global Advisors
Texas
$1.23M +$234K +24,305 +25%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$1.19M -$64.1K -6,668 -5%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$1.14M -$49.6K -5,156 -4%
PAG
31
Private Advisor Group
New Jersey
$972K -$79.2K -8,238 -8%
WS
32
Wela Strategies
Georgia
$968K -$10K -1,044 -1%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$963K +$132K +13,786 +17%
6M
34
6 Meridian
Kansas
$953K +$84.2K +8,758 +10%
EIA
35
Edgemoor Investment Advisors
Maryland
$874K – – –
CFGS
36
Concourse Financial Group Securities
Alabama
$859K +$451K +46,949 +127%
CRC
37
Curi RMB Capital
Illinois
$777K -$309K -32,158 -30%
Cohen & Steers
38
Cohen & Steers
New York
$777K +$71.9K +7,482 +11%
PPA
39
Parametric Portfolio Associates
Washington
$770K +$723K +75,203 New
ONB
40
Old National Bancorp
Indiana
$726K – – –
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$716K +$148K +15,450 +28%
Koshinski Asset Management
42
Koshinski Asset Management
Illinois
$714K +$680K +70,712 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$576K +$55.8K +5,811 +12%
SIC
44
Samalin Investment Counsel
New York
$576K +$541K +56,251 New
CI
45
Conning Inc
Connecticut
$553K – – –
RJFSA
46
Raymond James Financial Services Advisors
Florida
$536K -$29.3K -3,053 -6%
OIA
47
Optimum Investment Advisors
Illinois
$530K – – –
Truist Financial
48
Truist Financial
North Carolina
$524K +$492K +51,208 New
IECM
49
Intrinsic Edge Capital Management
Illinois
$512K – – –
CRWM
50
Castle Rock Wealth Management
California
$439K -$15.6K -1,628 -4%
1
2
3 4 5

JFR Hedge Fund Activity: Q4 2019 in Review

108 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2019, worth a combined $214M — up 24% from $172M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new JFR positions and 12 closed out — a net gain of 13 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was Invesco, adding an estimated $13.1M. The largest seller was JP Morgan Chase, exiting entirely with an estimated $7.64M sold.

  • 108 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2019, up from 96 in Q3 2019.
  • Funds reported $214M of Nuveen Floating Rate Income Fund stock for Q4 2019, up 24% quarter-over-quarter.
  • 25 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2019 and 12 closed out, a net change of +13 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2019 was Invesco, an estimated $13.1M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2019 was JP Morgan Chase, an estimated $7.64M sold.

Based on aggregated 13F filings for Q4 2019.