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Nuveen Floating Rate Income Fund

101 hedge funds and large institutions have $158M invested in Nuveen Floating Rate Income Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 33 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 17

6% more funds holding

Funds holding: 95101 (+6)

4.3% more ownership

Funds ownership: 25.67%29.96% (+4.3%)

4% more capital invested

Capital invested by funds: $152M → $158M (+$5.78M)

21% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 33

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
101
Holders Change
+6
Holders Change %
+6.32%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
24
Increased
26
Reduced
33
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$904K +$412K +41,857 +75%
OMC
27
Old Mission Capital
Illinois
$876K +$933K +94,935 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$853K -$586K -59,571 -39%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$852K +$907K +92,276 New
WS
30
Wela Strategies
Georgia
$827K +$5.93K +603 +0.7%
EIA
31
Edgemoor Investment Advisors
Maryland
$787K -$23.6K -2,400 -3%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$739K +$19.7K +2,000 +3%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$709K +$49.2K +5,000 +7%
ONB
34
Old National Bancorp
Indiana
$654K
RJA
35
Raymond James & Associates
Florida
$630K -$257K -26,098 -28%
RCM
36
Robinson Capital Management
Michigan
$588K -$2.26M -229,671 -78%
QGA
37
Q Global Advisors
Texas
$570K +$608K +61,789 New
UCFA
38
United Capital Financial Advisors
Texas
$561K -$892K -90,696 -60%
LCM
39
Landscape Capital Management
New Jersey
$541K +$367K +37,308 +175%
ACP
40
Aviance Capital Partners
Florida
$539K -$21.3K -2,164 -4%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$528K +$63.1K +6,421 +13%
CFGS
42
Concourse Financial Group Securities
Alabama
$504K +$538K +54,687 New
CI
43
Conning Inc
Connecticut
$498K
CCM
44
Coe Capital Management
Illinois
$469K +$500K +50,850 New
IECM
45
Intrinsic Edge Capital Management
Illinois
$462K +$492K +50,000 New
LPL Financial
46
LPL Financial
California
$453K +$9.86K +1,003 +2%
OIA
47
Optimum Investment Advisors
Illinois
$448K -$4.92K -500 -1%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$375K +$678 +69 +0.2%
TIA
49
Tiemann Investment Advisors
California
$363K +$610 +62 +0.2%
SSWM
50
Sheets Smith Wealth Management
North Carolina
$346K -$19.2K -1,950 -5%

JFR Hedge Fund Activity: Q4 2018 in Review

101 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2018, worth a combined $158M — up 3.8% from $152M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new JFR positions and 17 closed out — a net gain of 7 holders — while 26 added to existing stakes and 33 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $11.4M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $3.16M sold.

  • 101 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2018, up from 95 in Q3 2018.
  • Funds reported $158M of Nuveen Floating Rate Income Fund stock for Q4 2018, up 3.8% quarter-over-quarter.
  • 24 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2018 and 17 closed out, a net change of +7 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $11.4M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2018 was Nine Masts Capital, an estimated $3.16M sold.

Based on aggregated 13F filings for Q4 2018.