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Nuveen Floating Rate Income Fund
JFR

76 hedge funds and large institutions have $193M invested in Nuveen Floating Rate Income Fund in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

7% more capital invested

Capital invested by funds: $181M → $193M (+$12M)

6% more funds holding

Funds holding: 72 → 76 (+4)

1.49% more ownership

Funds ownership: 27.49% → 28.97% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

17% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 24

Holders
76
Holders Change
+4
Holders Change %
+5.56%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
20
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCA
Restructuring Capital Associates
Connecticut
+$8.27M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.03M
3
UCFA
United Capital Financial Advisors
Texas
+$1.99M
4
MIG
Mariner Investment Group
New York
+$1.31M
5
Wells Fargo
Wells Fargo
California
+$1.27M

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$2.86M
2
Invesco
Invesco
Georgia
-$1.65M
3
AAM
Advisors Asset Management
Colorado
-$1.56M
4
ARC
Absolute Return Capital
Massachusetts
-$1.41M
5
Cohen & Steers
Cohen & Steers
New York
-$1.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
$780K +$368K +31,235 +94%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$752K +$262K +22,215 +56%
EML
28
Eos Management LP
New York
$738K +$719K +60,970 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$685K -$73.2K -6,211 -10%
RCM
30
Rivernorth Capital Management
Florida
$675K +$658K +55,786 New
FAAS
31
First Allied Advisory Services
California
$661K +$303K +25,700 +89%
TIA
32
Tiemann Investment Advisors
California
$642K +$1.13K +96 +0.2%
DA
33
Doliver Advisors
Texas
$604K +$589K +49,942 New
OIA
34
Optimum Investment Advisors
Illinois
$541K +$5.89K +500 +1%
Ameriprise
35
Ameriprise
Minnesota
$514K -$53K -4,499 -10%
SSWM
36
Sheets Smith Wealth Management
North Carolina
$436K -$4.72K -400 -1%
Deutsche Bank
37
Deutsche Bank
Germany
$433K +$45.5K +3,863 +12%
IAS
38
IMA Advisory Services
Colorado
$415K -$143K -12,113 -26%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$397K -$104K -8,798 -21%
ZA
40
Zazove Associates
Nevada
$388K – – –
WA
41
WFG Advisors
Texas
$381K +$5.72K +485 +2%
OC
42
Oppenheimer & Co
New York
$378K +$36.9K +3,130 +11%
FHC
43
First Houston Capital
Texas
$283K -$121K -10,300 -31%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$261K -$7.07K -600 -3%
DADC
45
D.A. Davidson & Co
Montana
$238K +$131K +11,100 +129%
PHS
46
Pekin Hardy Strauss
Illinois
$199K – – –
FWM
47
Focused Wealth Management
New York
$199K +$24 +2 +0%
SRCM
48
Swift Run Capital Management
Virginia
$194K – – –
BKBG
49
BHF Kleinwort Benson Group
Belgium
$182K – – –
Citigroup
50
Citigroup
New York
$170K -$493K -41,807 -75%
1
2
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JFR Hedge Fund Activity: Q2 2014 in Review

76 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q2 2014, worth a combined $193M — up 6.6% from $181M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JFR positions and 9 closed out — a net gain of 5 holders — while 20 added to existing stakes and 24 trimmed.

The largest buyer was Restructuring Capital Associates, adding an estimated $8.27M. The largest seller was Guggenheim Capital, cutting an estimated $2.86M.

  • 76 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q2 2014, up from 72 in Q1 2014.
  • Funds reported $193M of Nuveen Floating Rate Income Fund stock for Q2 2014, up 6.6% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Fund positions in Q2 2014 and 9 closed out, a net change of +5 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q2 2014 was Restructuring Capital Associates, an estimated $8.27M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q2 2014 was Guggenheim Capital, an estimated $2.86M sold.

Based on aggregated 13F filings for Q2 2014.