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Nuveen Floating Rate Income Fund

66 hedge funds and large institutions have $156M invested in Nuveen Floating Rate Income Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
21
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
TIA
26
Tiemann Investment Advisors
California
$631K +$631K +52,904 New
IAS
27
IMA Advisory Services
Colorado
$543K
PC
28
Perry Capital
New York
$536K +$488K +41,000 +1,025%
OIA
29
Optimum Investment Advisors
Illinois
$531K +$95.4K +8,000 +22%
Ameriprise
30
Ameriprise
Minnesota
$504K +$96.6K +8,117 +24%
FHC
31
First Houston Capital
Texas
$482K -$39.4K -3,300 -8%
Franklin Resources
32
Franklin Resources
California
$477K +$477K +40,000 New
SG Americas Securities
33
SG Americas Securities
New York
$470K +$470K +39,405 New
SSWM
34
Sheets Smith Wealth Management
North Carolina
$410K +$33.4K +2,800 +9%
Deutsche Bank
35
Deutsche Bank
Germany
$392K +$344K +29,000 +725%
SFS
36
Shaker Financial Services
Virginia
$384K -$199K -16,684 -34%
ZA
37
Zazove Associates
Nevada
$382K
RCM
38
Rivernorth Capital Management
Florida
$381K +$381K +32,004 New
WA
39
WFG Advisors
Texas
$366K +$7.92K +664 +2%
OC
40
Oppenheimer & Co
New York
$335K +$160K +13,411 +91%
WAM
41
Wolverine Asset Management
Illinois
$329K +$126K +10,602 +62%
Jane Street
42
Jane Street
New York
$259K +$259K +21,701 New
FWM
43
Focused Wealth Management
New York
$253K -$2.38K -200 -0.9%
PHS
44
Pekin Hardy Strauss
Illinois
$242K
Citigroup
45
Citigroup
New York
$214K -$618K -51,914 -74%
WS
46
Wedbush Securities
California
$214K -$27.4K -2,300 -11%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$184K +$32.7K +2,750 +22%
HCM
48
Hollencrest Capital Management
California
$168K +$168K +14,110 New
LCM
49
Landscape Capital Management
New Jersey
$141K +$141K +11,859 New
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$128K +$47.8K +4,000 +60%