New Vernon Investment Management’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-102,250	Closed	-$1.22M	–	41
2013 Q3	$1.22M	Hold	102,250	–	–	1.49%	25
2013 Q2	$1.29M	Buy	+102,250	New	+$1.29M	1.52%	25