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iShares Micro-Cap ETF

204 hedge funds and large institutions have $721M invested in iShares Micro-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 64 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $9.25M | Put options by funds: $5.7M

7% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 60

0.12% more ownership

Funds ownership: 57.53%57.65% (+0.12%)

4% less capital invested

Capital invested by funds: $755M → $721M (-$33.1M)

7% less funds holding

Funds holding: 220204 (-16)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

42% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 26

Holders
204
Holders Change
-16
Holders Change %
-7.27%
% of All Funds
3.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
15
Increased
64
Reduced
60
Closed
26
Calls
$9.25M
Puts
$5.7M
Net Calls
+$3.55M
Net Calls Change
-$5.6M
Name Holding Trade Value Shares
Change
Change in
Stake
NGA
151
Naples Global Advisors
Florida
$205K
CCM
152
Coldstream Capital Management
Washington
$205K +$245K +1,687 New
AF
153
Allworth Financial
California
$202K
LG
154
Leuthold Group
Minnesota
$202K +$203K +1,397 New
ST
155
Smithfield Trust
Pennsylvania
$200K +$59.6K +410 +42%
GWM
156
Geneos Wealth Management
Colorado
$153K
SSC
157
Syverson Strege & Co
Iowa
$153K
SIC
158
Salem Investment Counselors
North Carolina
$149K
AWA
159
Arkadios Wealth Advisors
Georgia
$148K -$19.6K -135 -12%
Rockefeller Capital Management
160
Rockefeller Capital Management
New York
$144K
ADL
161
Asset Dedication LLC
California
$142K
EWM
162
Evermay Wealth Management
Virginia
$139K
GWS
163
Glassman Wealth Services
Virginia
$131K
MFA
164
McClarren Financial Advisors
Pennsylvania
$130K +$291 +2 +0.2%
APA
165
American Portfolios Advisors
New York
$126K +$30.8K +212 +32%
IA
166
IFP Advisors
Florida
$124K +$145 +1 +0.1%
Franklin Resources
167
Franklin Resources
California
$117K
Fifth Third Bancorp
168
Fifth Third Bancorp
Ohio
$94K
Fidelity Investments
169
Fidelity Investments
Massachusetts
$85K +$22.7K +156 +36%
AP
170
Arlington Partners
Alabama
$78K
PAIM
171
Punch & Associates Investment Management
Minnesota
$73K
HFA
172
HC Financial Advisors
California
$66K
FDCDDQ
173
Federation des caisses Desjardins du Quebec
Quebec, Canada
$57.7K
BCA
174
Bray Capital Advisors
Florida
$50K
HWMA
175
Heritage Wealth Management (Arizona)
Arizona
$44K -$2.18K -15 -5%

IWC Hedge Fund Activity: Q3 2021 in Review

204 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2021, worth a combined $721M — down 4.4% from $755M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IWC and 15 opened new positions — a net loss of 11 holders — while 60 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $7.65M. The largest seller was Mercer Global Advisors, cutting an estimated $7.31M.

  • 204 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2021, down from 220 in Q2 2021.
  • Funds reported $721M of iShares Micro-Cap ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q3 2021 and 26 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2021 was Morgan Stanley, an estimated $7.65M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2021 was Mercer Global Advisors, an estimated $7.31M sold.

Based on aggregated 13F filings for Q3 2021.