We are live on ! Find out more
IWC icon

iShares Micro-Cap ETF

143 hedge funds and large institutions have $421M invested in iShares Micro-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 38 increasing their positions, 58 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

6% more capital invested

Capital invested by funds: $397M → $421M (+$23.6M)

5% more funds holding

Funds holding: 136143 (+7)

2.44% less ownership

Funds ownership: 51.75%49.31% (-2.4%)

34% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 58

59% less call options, than puts

Call options by funds: $481K | Put options by funds: $1.18M

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
3.58%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
38
Reduced
58
Closed
16
Calls
$481K
Puts
$1.18M
Net Calls
-$695K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
Simplex Trading
126
Simplex Trading
Illinois
$47K +$36.4K +453 +453%
PSUF
127
People's United Financial
Connecticut
$43K
DSC
128
Duncker Streett & Co
Missouri
$31K +$80 +1 +0.3%
ST
129
Smithfield Trust
Pennsylvania
$26K
PCP
130
Proficio Capital Partners
Massachusetts
$26K +$24.1K +300 New
FTUS
131
Flow Traders U.S.
New York
$25K +$23.8K +297 New
AAP
132
Arax Advisory Partners
Colorado
$23K +$21.5K +268 New
CAW
133
Cornerstone Advisors (Washington)
Washington
$20K -$9.8K -122 -34%
Carson Wealth (CWM LLC)
134
Carson Wealth (CWM LLC)
Nebraska
$19K
AssetMark Inc
135
AssetMark Inc
California
$14K
WA
136
WFG Advisors
Texas
$14K
CG
137
Cutler Group
California
$8K +$8.03K +100 New
WTC
138
WhitTier Trust Company
Nevada
$6K
EWM
139
Evercore Wealth Management
New York
$4K
GI
140
Gradient Investments
Minnesota
$3K
FANJ
141
Financial Architects (New Jersey)
New Jersey
$2K
KF
142
Krilogy Financial
Missouri
$2K
Susquehanna International Group
143
Susquehanna International Group
Pennsylvania
-$3.9M -48,619 Closed
SG Americas Securities
144
SG Americas Securities
New York
-$3.75M -48,059 Closed
ACM
145
Aviance Capital Management
Florida
-$1.91M -24,442 Closed
OC
146
Oppenheimer & Co
New York
-$457K -5,862 Closed
MC
147
Martin & Co
Tennessee
-$158K -2,027 Closed
IWMPD
148
Integrated Wealth Management (Palm Desert)
California
-$110K -1,412 Closed
KKAMG
149
Kernodle & Katon Asset Management Group
Arkansas
-$22K -283 Closed
JFA
150
JNBA Financial Advisors
Minnesota
-$6K -82 Closed

IWC Hedge Fund Activity: Q4 2016 in Review

143 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2016, worth a combined $421M — up 5.9% from $397M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 16 closed out — a net gain of 10 holders — while 38 added to existing stakes and 58 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.3M. The largest seller was Royal Bank of Canada, cutting an estimated $9.63M.

  • 143 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $421M of iShares Micro-Cap ETF stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q4 2016 and 16 closed out, a net change of +10 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2016 was Commonwealth Equity Services, an estimated $10.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $9.63M sold.

Based on aggregated 13F filings for Q4 2016.