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iShares Micro-Cap ETF

128 hedge funds and large institutions have $438M invested in iShares Micro-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 35

6.57% more ownership

Funds ownership: 48.81%55.37% (+6.6%)

1% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $1.46M

5% less funds holding

Funds holding: 135128 (-7)

17% less capital invested

Capital invested by funds: $529M → $438M (-$90.4M)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.57%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
16
Increased
57
Reduced
35
Closed
21
Calls
$1.48M
Puts
$1.46M
Net Calls
+$21K
Net Calls Change
-$150K
Name Holding Trade Value Shares
Change
Change in
Stake
CCMG
126
Clark Capital Management Group
Pennsylvania
-$9.84M -120,705 Closed
SAMC
127
Spectrum Asset Management (California)
California
-$3.02M -37,025 Closed
CIM
128
Cambria Investment Management
California
-$2.77M -33,948 Closed
LCS
129
Levin Capital Strategies
New York
-$1.88M -23,000 Closed
BCM
130
Barometer Capital Management
Ontario, Canada
-$1.41M -17,300 Closed
Cambridge Investment Research Advisors
131
Cambridge Investment Research Advisors
Iowa
-$728K -8,931 Closed
KIA
132
KCM Investment Advisors
California
-$631K -7,745 Closed
TCM
133
Twele Capital Management
Minnesota
-$571K -7,006 Closed
FAAS
134
First Allied Advisory Services
California
-$340K -4,189 Closed
SS
135
Simplicity Solutions
Minnesota
-$267K -3,280 Closed
1GA
136
1st Global Advisors
Texas
-$257 -3,156 Closed
RHJA
137
Rice Hall James & Associates
California
-$257K -3,154 Closed
CNBT
138
Canandaigua National Bank & Trust
New York
-$251K -3,076 Closed
RCM
139
RNC Capital Management
California
-$220K -2,700 Closed
CTB
140
Country Trust Bank
Illinois
-$102K -1,245 Closed
FANJ
141
Financial Architects (New Jersey)
New Jersey
-$42K -518 Closed
NC
142
NewSquare Capital
Pennsylvania
-$26K -320 Closed
WCM
143
Wealthcare Capital Management
Virginia
-$24K -293 Closed
BRWM
144
B. Riley Wealth Management
Tennessee
-$22K -280 Closed
Bessemer Group
145
Bessemer Group
New Jersey
-$15K -180 Closed
MP
146
Manifold Partners
California
+$534 +7 New

IWC Hedge Fund Activity: Q3 2015 in Review

128 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2015, worth a combined $438M — down 17% from $529M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 16 opened new positions — a net loss of 5 holders — while 35 trimmed existing stakes and 57 added.

The largest buyer was Creative Planning, adding an estimated $8.51M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $9.89M.

  • 128 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2015, down from 135 in Q2 2015.
  • Funds reported $438M of iShares Micro-Cap ETF stock for Q3 2015, down 17% quarter-over-quarter.
  • 16 funds opened new iShares Micro-Cap ETF positions in Q3 2015 and 21 closed out, a net change of -5 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2015 was Creative Planning, an estimated $8.51M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2015 was Ladenburg Thalmann Financial Services, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2015.