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iShares Micro-Cap ETF
IWC

204 hedge funds and large institutions have $721M invested in iShares Micro-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 64 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $9.25M | Put options by funds: $5.7M

7% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 60

0.12% more ownership

Funds ownership: 57.53% → 57.65% (+0.12%)

4% less capital invested

Capital invested by funds: $755M → $721M (-$33.1M)

7% less funds holding

Funds holding: 220 → 204 (-16)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

42% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 26

Holders
204
Holders Change
-16
Holders Change %
-7.27%
% of All Funds
3.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
15
Increased
64
Reduced
60
Closed
26
Calls
$9.25M
Puts
$5.7M
Net Calls
+$3.55M
Net Calls Change
-$5.6M

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$7.65M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.59M
3
TAIM
TD Ameritrade Investment Management
Nebraska
+$2.78M
4
MFM
MD Financial Management
Ontario, Canada
+$2.74M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.97M

Top Sellers

Rank Fund Capital Flow
1
Mercer Global Advisors
Mercer Global Advisors
Colorado
-$7.31M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.76M
3
LI
LVZ Inc
Michigan
-$3.7M
4
FEM
Fulcrum Equity Management
Texas
-$2.42M
5
SI
Stephens Inc
Arkansas
-$2.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
101
Next Capital Management
New York
$451K – – –
NL
102
NWAM LLC
Washington
$450K +$6.68K +46 +1%
FMC
103
First Merchants Corp
Indiana
$435K -$26.4K -182 -6%
JC
104
Jentner Corp
Ohio
$423K -$4.36K -30 -1%
FHA
105
First Horizon Advisors
Tennessee
$420K +$86.1K +593 +26%
MAS
106
Managed Account Services
Florida
$419K -$44K -303 -9%
SFG
107
Summit Financial Group
West Virginia
$397K – – –
MM
108
Meridian Management
Arkansas
$391K +$16K +110 +4%
Northwestern Mutual Wealth Management
109
Northwestern Mutual Wealth Management
Wisconsin
$385K – – –
BJ
110
Brouwer & Janachowski
California
$378K -$3.05K -21 -0.8%
GPA
111
Garrison Point Advisors
California
$374K – – –
IFWM
112
Institute for Wealth Management
Colorado
$364K +$99.5K +685 +37%
BA
113
Bridgewater Advisors
New York
$353K – – –
BFO
114
Boston Family Office
Massachusetts
$350K -$46K -317 -12%
WP
115
WealthSource Partners
California
$342K – – –
BI
116
Berkeley Inc
Idaho
$338K +$145 +1 +0%
HKAM
117
Horizon Kinetics Asset Management
New York
$327K – – –
GWM
118
Gray Wealth Management
Maine
$323K – – –
CAN
119
Cetera Advisor Networks
California
$307K +$49.4K +340 +19%
Thrivent Financial for Lutherans
120
Thrivent Financial for Lutherans
Minnesota
$306K -$2.76K -19 -0.9%
FAIM
121
Financial Advocates Investment Management
Washington
$302K -$445K -3,062 -59%
BDWCC
122
B&D White Capital Company
Texas
$300K +$302K +2,081 New
KWM
123
Keebeck Wealth Management
Illinois
$292K – – –
MSAM
124
Moloney Securities Asset Management
Missouri
$290K +$1.89K +13 +0.7%
NFC
125
Northeast Financial Consultants
Connecticut
$289K – – –
3 4
5
6 7

IWC Hedge Fund Activity: Q3 2021 in Review

204 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2021, worth a combined $721M — down 4.4% from $755M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IWC and 15 opened new positions — a net loss of 11 holders — while 60 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $7.65M. The largest seller was Mercer Global Advisors, cutting an estimated $7.31M.

  • 204 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2021, down from 220 in Q2 2021.
  • Funds reported $721M of iShares Micro-Cap ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q3 2021 and 26 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2021 was Morgan Stanley, an estimated $7.65M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2021 was Mercer Global Advisors, an estimated $7.31M sold.

Based on aggregated 13F filings for Q3 2021.