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iShares Micro-Cap ETF

143 hedge funds and large institutions have $421M invested in iShares Micro-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 38 increasing their positions, 58 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

6% more capital invested

Capital invested by funds: $397M → $421M (+$23.6M)

5% more funds holding

Funds holding: 136143 (+7)

2.44% less ownership

Funds ownership: 51.75%49.31% (-2.4%)

34% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 58

59% less call options, than puts

Call options by funds: $481K | Put options by funds: $1.18M

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
3.58%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
38
Reduced
58
Closed
16
Calls
$481K
Puts
$1.18M
Net Calls
-$695K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
101
Chicago Partners Investment Group
Illinois
$238K -$19.8K -247 -8%
ADL
102
Asset Dedication LLC
California
$238K -$4.09K -51 -2%
SIC
103
Salem Investment Counselors
North Carolina
$219K +$205K +2,550 New
SFS
104
Sowell Financial Services
Arkansas
$214K +$198K +2,470 New
SFSIG
105
San Francisco Sentry Investment Group
California
$206K +$193K +2,400 New
GWM
106
Geneos Wealth Management
Colorado
$204K +$40.6K +506 +27%
Koshinski Asset Management
107
Koshinski Asset Management
Illinois
$202K +$189K +2,350 New
HW
108
Hancock Whitney
Mississippi
$201K +$188K +2,340 New
PNC Financial Services Group
109
PNC Financial Services Group
Pennsylvania
$165K -$1.04K -13 -0.7%
MA
110
MUFG Americas
New York
$133K -$5.22K -65 -4%
IA
111
IFP Advisors
Florida
$131K +$16.2K +202 +15%
Citigroup
112
Citigroup
New York
$129K +$161 +2 +0.1%
WAM
113
Wealthspire Advisors (Maryland)
Maryland
$119K +$321 +4 +0.3%
Fifth Third Bancorp
114
Fifth Third Bancorp
Ohio
$116K -$22.5K -280 -17%
CFD
115
Creative Financial Designs
Indiana
$114K +$107K +1,329 New
FHA
116
First Horizon Advisors
Tennessee
$105K
GWS
117
Glassman Wealth Services
Virginia
$100K +$482 +6 +0.5%
DADC
118
D.A. Davidson & Co
Montana
$95K +$74.7K +930 +503%
PFGIA
119
Patriot Financial Group Insurance Agency
Massachusetts
$90K +$86.1K +1,072 New
GRP
120
Global Retirement Partners
California
$79K +$73.9K +920 New
TDC
121
Thompson Davis & Co
Virginia
$75K -$1.61K -20 -2%
PWM
122
Perigon Wealth Management
California
$74K +$2.81K +35 +4%
HWP
123
Hefty Wealth Partners
Indiana
$67K +$63K +785 New
SFG
124
SevenBridge Financial Group
Pennsylvania
$63K
NFG
125
Next Financial Group
Texas
$48K

IWC Hedge Fund Activity: Q4 2016 in Review

143 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2016, worth a combined $421M — up 5.9% from $397M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 16 closed out — a net gain of 10 holders — while 38 added to existing stakes and 58 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.3M. The largest seller was Royal Bank of Canada, cutting an estimated $9.63M.

  • 143 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $421M of iShares Micro-Cap ETF stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q4 2016 and 16 closed out, a net change of +10 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2016 was Commonwealth Equity Services, an estimated $10.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $9.63M sold.

Based on aggregated 13F filings for Q4 2016.