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iShares Micro-Cap ETF

128 hedge funds and large institutions have $438M invested in iShares Micro-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 35

6.57% more ownership

Funds ownership: 48.81%55.37% (+6.6%)

1% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $1.46M

5% less funds holding

Funds holding: 135128 (-7)

17% less capital invested

Capital invested by funds: $529M → $438M (-$90.4M)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.57%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
16
Increased
57
Reduced
35
Closed
21
Calls
$1.48M
Puts
$1.46M
Net Calls
+$21K
Net Calls Change
-$150K
Name Holding Trade Value Shares
Change
Change in
Stake
TSS
101
Two Sigma Securities
New York
$210K +$230K +3,014 New
GWS
102
Glassman Wealth Services
Virginia
$207K -$79.5K -1,043 -26%
Verition Fund Management
103
Verition Fund Management
Connecticut
$203K +$222K +2,909 New
Axa
104
Axa
France
$172K +$46.5K +610 +33%
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$140K -$59.1K -775 -28%
PSI
106
Pinnacle Summer Investments
Virginia
$118K
TIM
107
Tortoise Investment Management
New York
$110K -$3.05K -40 -2%
MA
108
MUFG Americas
New York
$108K -$13K -170 -10%
FHA
109
First Horizon Advisors
Tennessee
$100K
AIP
110
Ameritas Investment Partners
Nebraska
$85K -$16K -210 -15%
WA
111
Waverly Advisors
Alabama
$77K -$12.3K -161 -13%
UFA
112
US Financial Advisors
Massachusetts
$40K
PSUF
113
People's United Financial
Connecticut
$35K
CAW
114
Cornerstone Advisors (Washington)
Washington
$34K +$76 +1 +0.2%
WA
115
WFG Advisors
Texas
$31K +$76 +1 +0.2%
CTC
116
Central Trust Company
Missouri
$22K
ST
117
Smithfield Trust
Pennsylvania
$21K
Simplex Trading
118
Simplex Trading
Illinois
$12K +$13.3K +174 New
BCM
119
Brookstone Capital Management
Illinois
$11K +$6.63K +87 +116%
NFG
120
Next Financial Group
Texas
$9K
S
121
SignatureFD
Georgia
$6K
Northwestern Mutual Wealth Management
122
Northwestern Mutual Wealth Management
Wisconsin
$6K +$4.73K +62 +344%
GWM
123
Gupta Wealth Management
California
$5K
KF
124
Krilogy Financial
Missouri
$2K +$1.68K +22 New
ACM
125
Argentus Capital Management
Texas
$1K +$1.14K +15 New

IWC Hedge Fund Activity: Q3 2015 in Review

128 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2015, worth a combined $438M — down 17% from $529M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 16 opened new positions — a net loss of 5 holders — while 35 trimmed existing stakes and 57 added.

The largest buyer was Creative Planning, adding an estimated $8.51M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $9.89M.

  • 128 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2015, down from 135 in Q2 2015.
  • Funds reported $438M of iShares Micro-Cap ETF stock for Q3 2015, down 17% quarter-over-quarter.
  • 16 funds opened new iShares Micro-Cap ETF positions in Q3 2015 and 21 closed out, a net change of -5 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2015 was Creative Planning, an estimated $8.51M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2015 was Ladenburg Thalmann Financial Services, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2015.