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iShares Micro-Cap ETF
IWC

Overview Fund Activity

128 hedge funds and large institutions have $438M invested in iShares Micro-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.58%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
16
Increased
57
Reduced
35
Closed
21
Calls
$1.48M
Puts
$1.46M
Net Calls
+$21K
Net Calls Change
-$150K

Top Buyers

1
Creative Planning
1
Creative Planning
Kansas
$26.6M
2
Bank of America
2
Bank of America
North Carolina
$49.9M
3
UOC
3
UBS O'Connor
Illinois
$5.49M
4
TFA
4
Transamerica Financial Advisors
Florida
$3.33M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.22M

Top Sellers

1
CCMG
1
Clark Capital Management Group
Pennsylvania
$0
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$911K
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$2.35M
4
HSA
4
HBK Sorce Advisory
Pennsylvania
$785K
5
SAMC
5
Spectrum Asset Management (California)
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TSS
101
Two Sigma Securities
New York
$210K +$210K +3,014 New
GWS
102
Glassman Wealth Services
Virginia
$207K -$72.6K -1,043 -26%
Verition Fund Management
103
Verition Fund Management
Connecticut
$203K +$203K +2,909 New
Axa
104
Axa
France
$172K +$42.5K +610 +33%
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$140K -$54K -775 -28%
PSI
106
Pinnacle Summer Investments
Virginia
$118K – – –
TIM
107
Tortoise Investment Management
New York
$110K -$2.79K -40 -2%
MA
108
MUFG Americas
New York
$108K -$11.8K -170 -10%
FHA
109
First Horizon Advisors
Tennessee
$100K – – –
AIP
110
Ameritas Investment Partners
Nebraska
$85K -$14.6K -210 -15%
WA
111
Waverly Advisors
Alabama
$77K -$11.2K -161 -13%
UFA
112
US Financial Advisors
Massachusetts
$40K – – –
PSUF
113
People's United Financial
Connecticut
$35K – – –
CAW
114
Cornerstone Advisors (Washington)
Washington
$34K +$69 +1 +0.2%
WA
115
WFG Advisors
Texas
$31K +$71 +1 +0.2%
CTC
116
Central Trust Company
Missouri
$22K – – –
ST
117
Smithfield Trust
Pennsylvania
$21K – – –
Simplex Trading
118
Simplex Trading
Illinois
$12K +$12K +174 New
BCM
119
Brookstone Capital Management
Illinois
$11K +$5.91K +87 +116%
NFG
120
Next Financial Group
Texas
$9K – – –
S
121
SignatureFD
Georgia
$6K – – –
Northwestern Mutual Wealth Management
122
Northwestern Mutual Wealth Management
Wisconsin
$6K +$4.65K +62 +344%
GWM
123
Gupta Wealth Management
California
$5K – – –
KF
124
Krilogy Financial
Missouri
$2K +$2K +22 New
ACM
125
Argentus Capital Management
Texas
$1K +$1K +15 New
2 3 4
5
6