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iShares Micro-Cap ETF

117 hedge funds and large institutions have $364M invested in iShares Micro-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 4

67% more call options, than puts

Call options by funds: $514K | Put options by funds: $308K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

21% more funds holding

Funds holding: 97117 (+20)

0.07% more ownership

Funds ownership: 46.34%46.41% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

43% less capital invested

Capital invested by funds: $643M → $364M (-$279M)

Holders
117
Holders Change
+20
Holders Change %
+20.62%
% of All Funds
3.79%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
44
Reduced
27
Closed
4
Calls
$514K
Puts
$308K
Net Calls
+$206K
Net Calls Change
-$838K
Name Holding Trade Value Shares
Change
Change in
Stake
PSUF
101
People's United Financial
Connecticut
$34K
AFC
102
AFT Forsyth & Company
Florida
$29K
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$27K
MFS
104
MSI Financial Services
Massachusetts
$24K
Ameriprise
105
Ameriprise
Minnesota
$23K +$13.3K +201 +142%
HCM
106
Horrell Capital Management
Arkansas
$22K
SHWM
107
Smith & Howard Wealth Management
Georgia
$20K -$1.72K -26 -8%
QCMC
108
Quantum Capital Management (California)
California
$16K +$15.3K +232 New
Deutsche Bank
109
Deutsche Bank
Germany
$16K +$16.5K +250 New
ST
110
Smithfield Trust
Pennsylvania
$14K +$13.2K +200 New
WA
111
WFG Advisors
Texas
$11K +$396 +6 +4%
PSI
112
Pinnacle Summer Investments
Virginia
$9K +$925 +14 +12%
DADC
113
D.A. Davidson & Co
Montana
$7K +$7.53K +114 New
EU
114
Emory University
Georgia
$4K
HR
115
Howe & Rusling
New York
$3K
NES
116
New England Securities
New York
$2K
OIA
117
Optimum Investment Advisors
Illinois
$1K +$528 +8 New
WSA
118
Willow Street Advisors
Florida
-$595K -9,141 Closed
Invesco
119
Invesco
Georgia
-$62K -1,000 Closed
T
120
Thomaspartners
Massachusetts
-$4K -65 Closed
AA
121
AlphaMark Advisors
Kentucky
-$3K -50 Closed

IWC Hedge Fund Activity: Q3 2013 in Review

117 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2013, worth a combined $364M — down 43% from $643M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 4 closed out — a net gain of 22 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was QS Investors, adding an estimated $14.1M. The largest seller was Goldman Sachs, cutting an estimated $9.91M.

  • 117 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $364M of iShares Micro-Cap ETF stock for Q3 2013, down 43% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q3 2013 and 4 closed out, a net change of +22 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2013 was QS Investors, an estimated $14.1M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2013 was Goldman Sachs, an estimated $9.91M sold.

Based on aggregated 13F filings for Q3 2013.