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iShares Micro-Cap ETF

130 hedge funds and large institutions have $593M invested in iShares Micro-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $462M → $593M (+$131M)

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

2.92% more ownership

Funds ownership: 51.42%54.34% (+2.9%)

4% less funds holding

Funds holding: 136130 (-6)

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

64% less call options, than puts

Call options by funds: $711K | Put options by funds: $1.96M

Holders
130
Holders Change
-6
Holders Change %
-4.41%
% of All Funds
3.75%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
15
Increased
51
Reduced
40
Closed
21
Calls
$711K
Puts
$1.96M
Net Calls
-$1.25M
Net Calls Change
-$2.17M
Name Holding Trade Value Shares
Change
Change in
Stake
VCP
76
Vista Capital Partners
Oregon
$485K +$30.7K +400 +7%
AIS
77
American Investment Services
Massachusetts
$456K -$34K -442 -7%
Axa
78
Axa
France
$438K +$69.9K +910 +19%
PPA
79
Parametric Portfolio Associates
Washington
$418K -$27K -352 -6%
Commonwealth Equity Services
80
Commonwealth Equity Services
Massachusetts
$418K +$77 +1 +0%
SCA
81
Stillwater Capital Advisors
Pennsylvania
$395K +$111K +1,448 +39%
US Bancorp
82
US Bancorp
Minnesota
$394K
Deutsche Bank
83
Deutsche Bank
Germany
$394K +$382K +4,975 +3,980%
GIA
84
GHP Investment Advisors
Colorado
$392K
Comerica Bank
85
Comerica Bank
Texas
$360K +$357K +4,653 New
UBWV
86
United Bank (West Virginia)
West Virginia
$358K
KA
87
Kovack Advisors
Florida
$327K +$12.1K +157 +4%
CCMG
88
Clark Capital Management Group
Pennsylvania
$319K +$1.54K +20 +0.5%
CFA
89
Camarda Financial Advisors
Florida
$315K -$61.1K -795 -16%
WRM
90
Westport Resources Management
Connecticut
$313K
RJT
91
Raymond James Trust
Florida
$295K +$293K +3,816 New
RBC
92
Ronald Blue & Co
Georgia
$268K +$26.1K +340 +11%
NEPWA
93
New England Private Wealth Advisors
Massachusetts
$267K
State Street
94
State Street
Massachusetts
$261K
MFP
95
Mosaic Financial Partners
California
$253K
CNBT
96
Canandaigua National Bank & Trust
New York
$242K -$17.3K -225 -7%
B
97
Baird
Wisconsin
$238K +$999 +13 +0.4%
FCB
98
First Citizens Bancorporation
South Carolina
$234K
CIA
99
CCM Investment Advisers
South Carolina
$233K +$232K +3,022 New
Citadel Advisors
100
Citadel Advisors
Florida
$230K +$229K +2,979 New

IWC Hedge Fund Activity: Q1 2014 in Review

130 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2014, worth a combined $593M — up 28% from $462M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 15 opened new positions — a net loss of 6 holders — while 40 trimmed existing stakes and 51 added.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $70.6M. The largest seller was JP Morgan Chase, cutting an estimated $13.5M.

  • 130 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2014, down from 136 in Q4 2013.
  • Funds reported $593M of iShares Micro-Cap ETF stock for Q1 2014, up 28% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q1 2014 and 21 closed out, a net change of -6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2014 was RiverFront Investment Group, an estimated $70.6M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2014 was JP Morgan Chase, an estimated $13.5M sold.

Based on aggregated 13F filings for Q1 2014.