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iShares Micro-Cap ETF

141 hedge funds and large institutions have $392M invested in iShares Micro-Cap ETF in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 51 increasing their positions, 41 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $1.82M

24% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 41

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

2% less funds holding

Funds holding: 144141 (-3)

3.77% less ownership

Funds ownership: 49.52%45.75% (-3.8%)

7% less capital invested

Capital invested by funds: $421M → $392M (-$29M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
3.52%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
14
Increased
51
Reduced
41
Closed
16
Calls
$2.31M
Puts
$1.82M
Net Calls
+$491K
Net Calls Change
+$126K
Name Holding Trade Value Shares
Change
Change in
Stake
LAM
51
Lapides Asset Management
Connecticut
$1.14M
GIA
52
GHP Investment Advisors
Colorado
$942K +$242K +2,744 +38%
BCM
53
Bridgeway Capital Management
Texas
$805K
JA
54
JOYN Advisors
Georgia
$754K -$8.73K -99 -1%
Jane Street
55
Jane Street
New York
$743K +$248K +2,812 +56%
EWM
56
Empirical Wealth Management
Washington
$736K
PGA
57
Portland Global Advisors
Maine
$723K
JMPWA
58
JP Morgan Private Wealth Advisors
California
$670K +$3.18K +36 +0.5%
JGIA
59
Jackson Grant Investment Advisers
Connecticut
$667K +$1.68K +19 +0.3%
CAL
60
Capital Analysts LLC
Pennsylvania
$638K
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
$636K +$102K +1,154 +21%
FWM
62
Frontier Wealth Management
Missouri
$631K +$265 +3 +0%
TIM
63
Tortoise Investment Management
New York
$621K +$65.7K +745 +13%
AIS
64
American Investment Services
Massachusetts
$611K +$14.8K +168 +3%
VCP
65
Vista Capital Partners
Oregon
$593K
MFS
66
Madrona Financial Services
Washington
$593K +$73.8K +836 +15%
MGIA
67
Moneta Group Investment Advisors
Missouri
$588K
HK
68
Horizon Kinetics
New York
$566K -$34.1K -386 -6%
TSS
69
Two Sigma Securities
New York
$555K +$519K +5,877 New
RHJA
70
Rice Hall James & Associates
California
$554K +$35.1K +398 +7%
CPIG
71
Chicago Partners Investment Group
Illinois
$553K -$470K -5,332 -90%
CA
72
Cetera Advisors
Colorado
$533K -$19.1K -217 -4%
PPA
73
Parametric Portfolio Associates
Washington
$476K +$24.3K +275 +6%
SG Americas Securities
74
SG Americas Securities
New York
$472K +$441K +5,000 New
MAS
75
Managed Account Services
Florida
$456K -$32.6K -369 -7%

IWC Hedge Fund Activity: Q3 2017 in Review

141 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2017, worth a combined $392M — down 6.9% from $421M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of IWC and 14 opened new positions — a net loss of 2 holders — while 41 trimmed existing stakes and 51 added.

The largest buyer was Barometer Capital Management, opening a new position worth an estimated $4.61M. The largest seller was Charles Schwab Investment Advisory, exiting entirely with an estimated $51.3M sold.

  • 141 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2017, down from 144 in Q2 2017.
  • Funds reported $392M of iShares Micro-Cap ETF stock for Q3 2017, down 6.9% quarter-over-quarter.
  • 14 funds opened new iShares Micro-Cap ETF positions in Q3 2017 and 16 closed out, a net change of -2 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2017 was Barometer Capital Management, an estimated $4.61M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2017 was Charles Schwab Investment Advisory, an estimated $51.3M sold.

Based on aggregated 13F filings for Q3 2017.