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iShares Micro-Cap ETF

143 hedge funds and large institutions have $421M invested in iShares Micro-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 38 increasing their positions, 58 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

6% more capital invested

Capital invested by funds: $397M → $421M (+$23.6M)

5% more funds holding

Funds holding: 136143 (+7)

2.44% less ownership

Funds ownership: 51.75%49.31% (-2.4%)

34% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 58

59% less call options, than puts

Call options by funds: $481K | Put options by funds: $1.18M

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
3.58%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
38
Reduced
58
Closed
16
Calls
$481K
Puts
$1.18M
Net Calls
-$695K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
OIM
51
Orca Investment Management
Oregon
$1.08M +$1.01M +12,631 New
AI
52
Ariel Investments
Illinois
$1.08M +$1.01M +12,602 New
RIA
53
Regal Investment Advisors
Michigan
$1.07M -$8.43K -105 -0.8%
MCM
54
Manchester Capital Management
Vermont
$1.05M +$95.9K +1,194 +11%
Jane Street
55
Jane Street
New York
$1.01M -$665K -8,285 -41%
BCA
56
Bray Capital Advisors
Florida
$930K +$2.81K +35 +0.3%
AG
57
Advisor Group
Arizona
$802K -$151K -1,885 -17%
AIS
58
American Investment Services
Massachusetts
$796K -$13.3K -165 -2%
RHJA
59
Rice Hall James & Associates
California
$758K +$431K +5,362 +155%
BCM
60
Bridgeway Capital Management
Texas
$732K -$402K -5,000 -37%
KCM
61
Kennedy Capital Management
Missouri
$727K +$242K +3,008 +55%
FWM
62
Frontier Wealth Management
Missouri
$701K -$46.5K -579 -7%
EWM
63
Empirical Wealth Management
Washington
$699K -$25.5K -317 -4%
JA
64
JOYN Advisors
Georgia
$694K +$482 +6 +0.1%
BGIM
65
Brandywine Global Investment Management
Pennsylvania
$687K +$72.3K +900 +13%
PGA
66
Portland Global Advisors
Maine
$670K -$12.8K -160 -2%
GIA
67
GHP Investment Advisors
Colorado
$665K +$11.7K +146 +2%
JGIA
68
Jackson Grant Investment Advisers
Connecticut
$603K +$3.94K +49 +0.7%
HK
69
Horizon Kinetics
New York
$587K -$6.02K -75 -1%
CBU
70
CIBC Bank USA
Illinois
$563K -$143K -1,775 -21%
CAL
71
Capital Analysts LLC
Pennsylvania
$548K -$3.61K -45 -0.7%
CFA
72
CT Financial Advisors
Pennsylvania
$542K +$1.28K +16 +0.3%
VCP
73
Vista Capital Partners
Oregon
$539K
JMPWA
74
JP Morgan Private Wealth Advisors
California
$529K -$2.09K -26 -0.4%
MGIA
75
Moneta Group Investment Advisors
Missouri
$472K +$442K +5,500 New

IWC Hedge Fund Activity: Q4 2016 in Review

143 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2016, worth a combined $421M — up 5.9% from $397M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 16 closed out — a net gain of 10 holders — while 38 added to existing stakes and 58 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.3M. The largest seller was Royal Bank of Canada, cutting an estimated $9.63M.

  • 143 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $421M of iShares Micro-Cap ETF stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q4 2016 and 16 closed out, a net change of +10 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2016 was Commonwealth Equity Services, an estimated $10.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $9.63M sold.

Based on aggregated 13F filings for Q4 2016.