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iShares Micro-Cap ETF

128 hedge funds and large institutions have $438M invested in iShares Micro-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 35

6.57% more ownership

Funds ownership: 48.81%55.37% (+6.6%)

1% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $1.46M

5% less funds holding

Funds holding: 135128 (-7)

17% less capital invested

Capital invested by funds: $529M → $438M (-$90.4M)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.57%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
16
Increased
57
Reduced
35
Closed
21
Calls
$1.48M
Puts
$1.46M
Net Calls
+$21K
Net Calls Change
-$150K
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$1.02M +$1.12M +14,671 New
MC
52
Martin & Co
Tennessee
$983K -$91.1K -1,195 -8%
JP Morgan Chase
53
JP Morgan Chase
New York
$980K +$122K +1,602 +13%
TCM
54
Traynor Capital Management
Pennsylvania
$961K +$78.5K +1,030 +8%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$938K +$504K +6,610 +97%
VKH
56
Virtu KCG Holdings
New York
$938K +$1.02M +13,442 New
LTFS
57
Ladenburg Thalmann Financial Services
Florida
$911K -$9.89M -129,762 -91%
TH
58
Timber Hill
Connecticut
$828K -$426K -5,584 -32%
BA
59
BlackRock Advisors
Delaware
$800K +$21.7K +285 +3%
CCM
60
Coldstream Capital Management
Washington
$792K +$389K +5,102 +82%
HSA
61
HBK Sorce Advisory
Pennsylvania
$785K -$5.7M -74,766 -87%
BCA
62
Bray Capital Advisors
Florida
$776K +$18.7K +245 +2%
ASN
63
Advisory Services Network
Georgia
$751K +$46.9K +615 +6%
AIS
64
American Investment Services
Massachusetts
$729K -$1.91K -25 -0.2%
BJ
65
Brouwer & Janachowski
California
$728K -$110K -1,448 -12%
Citadel Advisors
66
Citadel Advisors
Florida
$711K -$1.11M -14,593 -59%
CPIG
67
Chicago Partners Investment Group
Illinois
$706K +$229K +3,007 +42%
JMPWA
68
JP Morgan Private Wealth Advisors
California
$650K -$68.9K -904 -9%
FWM
69
Frontier Wealth Management
Missouri
$609K +$153 +2 +0%
PPA
70
Parametric Portfolio Associates
Washington
$608K +$252K +3,307 +61%
CFA
71
Camarda Financial Advisors
Florida
$571K -$1.14K -15 -0.2%
PGA
72
Portland Global Advisors
Maine
$562K -$1.14K -15 -0.2%
AIG
73
American International Group
New York
$558K -$29.5K -387 -5%
RIA
74
Regal Investment Advisors
Michigan
$505K +$167K +2,195 +43%
CFA
75
CT Financial Advisors
Pennsylvania
$463K +$5.64K +74 +1%

IWC Hedge Fund Activity: Q3 2015 in Review

128 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2015, worth a combined $438M — down 17% from $529M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 16 opened new positions — a net loss of 5 holders — while 35 trimmed existing stakes and 57 added.

The largest buyer was Creative Planning, adding an estimated $8.51M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $9.89M.

  • 128 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2015, down from 135 in Q2 2015.
  • Funds reported $438M of iShares Micro-Cap ETF stock for Q3 2015, down 17% quarter-over-quarter.
  • 16 funds opened new iShares Micro-Cap ETF positions in Q3 2015 and 21 closed out, a net change of -5 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2015 was Creative Planning, an estimated $8.51M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2015 was Ladenburg Thalmann Financial Services, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2015.