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iShares Micro-Cap ETF

130 hedge funds and large institutions have $593M invested in iShares Micro-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $462M → $593M (+$131M)

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

2.92% more ownership

Funds ownership: 51.42%54.34% (+2.9%)

4% less funds holding

Funds holding: 136130 (-6)

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

64% less call options, than puts

Call options by funds: $711K | Put options by funds: $1.96M

Holders
130
Holders Change
-6
Holders Change %
-4.41%
% of All Funds
3.75%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
15
Increased
51
Reduced
40
Closed
21
Calls
$711K
Puts
$1.96M
Net Calls
-$1.25M
Net Calls Change
-$2.17M
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
51
Bridgeway Capital Management
Texas
$1.28M
MCM
52
Manchester Capital Management
Vermont
$1.24M
AIG
53
American International Group
New York
$1.21M -$13.4K -174 -1%
VFS
54
VSR Financial Services
Kansas
$1.2M +$164K +2,134 +16%
GI
55
Gradient Investments
Minnesota
$1.17M +$167K +2,170 +17%
MC
56
Martin & Co
Tennessee
$1.15M -$5.38K -70 -0.5%
JIC
57
Johnson Investment Counsel
Ohio
$1.08M +$180K +2,343 +20%
CA
58
Cetera Advisors
Colorado
$1.03M +$24.6K +320 +2%
EAM
59
Evanson Asset Management
California
$1M -$297K -3,871 -23%
MBT
60
Montecito Bank & Trust
California
$940K -$209K -2,725 -18%
EWM
61
Evermay Wealth Management
Virginia
$884K +$48K +625 +6%
Jane Street
62
Jane Street
New York
$876K +$374K +4,870 +75%
CS
63
Credit Suisse
Switzerland
$781K +$777K +10,109 New
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$740K +$127K +1,657 +21%
PGA
65
Portland Global Advisors
Maine
$704K -$52.2K -680 -7%
EWM
66
Empirical Wealth Management
Washington
$703K +$68.1K +886 +11%
CCM
67
Coldstream Capital Management
Washington
$688K -$15.3K -199 -2%
Natixis Advisors
68
Natixis Advisors
Massachusetts
$669K -$41.9K -545 -6%
TCM
69
Twele Capital Management
Minnesota
$652K -$4.44M -57,740 -87%
NAM
70
NTV Asset Management
West Virginia
$606K
Bank of New York Mellon
71
Bank of New York Mellon
New York
$531K +$113K +1,468 +27%
FAAS
72
First Allied Advisory Services
California
$528K +$24.4K +318 +5%
AIM
73
Acropolis Investment Management
Missouri
$509K +$506K +6,590 New
1GA
74
1st Global Advisors
Texas
$496K +$493K +6,411 New
CFA
75
CT Financial Advisors
Pennsylvania
$493K +$479K +6,235 New

IWC Hedge Fund Activity: Q1 2014 in Review

130 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2014, worth a combined $593M — up 28% from $462M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 15 opened new positions — a net loss of 6 holders — while 40 trimmed existing stakes and 51 added.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $70.6M. The largest seller was JP Morgan Chase, cutting an estimated $13.5M.

  • 130 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2014, down from 136 in Q4 2013.
  • Funds reported $593M of iShares Micro-Cap ETF stock for Q1 2014, up 28% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q1 2014 and 21 closed out, a net change of -6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2014 was RiverFront Investment Group, an estimated $70.6M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2014 was JP Morgan Chase, an estimated $13.5M sold.

Based on aggregated 13F filings for Q1 2014.