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iShares Micro-Cap ETF

117 hedge funds and large institutions have $364M invested in iShares Micro-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 4

67% more call options, than puts

Call options by funds: $514K | Put options by funds: $308K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

21% more funds holding

Funds holding: 97117 (+20)

0.07% more ownership

Funds ownership: 46.34%46.41% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

43% less capital invested

Capital invested by funds: $643M → $364M (-$279M)

Holders
117
Holders Change
+20
Holders Change %
+20.62%
% of All Funds
3.79%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
44
Reduced
27
Closed
4
Calls
$514K
Puts
$308K
Net Calls
+$206K
Net Calls Change
-$838K
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
51
THB Asset Management
Connecticut
$732K +$707K +10,700 New
PGA
52
Portland Global Advisors
Maine
$708K -$36K -545 -5%
MBT
53
Montecito Bank & Trust
California
$686K +$662K +10,016 New
CCM
54
Coldstream Capital Management
Washington
$647K +$34.7K +525 +6%
Natixis Advisors
55
Natixis Advisors
Massachusetts
$634K -$1.3M -19,616 -68%
BFO
56
Boston Family Office
Massachusetts
$622K +$600K +9,085 New
NAM
57
NTV Asset Management
West Virginia
$605K +$72.7K +1,100 +14%
PPA
58
Parametric Portfolio Associates
Washington
$600K +$1.65K +25 +0.3%
GI
59
Gradient Investments
Minnesota
$571K +$153K +2,314 +38%
EWM
60
Empirical Wealth Management
Washington
$553K -$5.81K -88 -1%
FIG
61
FundX Investment Group
California
$538K +$518K +7,850 New
V
62
Veritable
Delaware
$487K
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$462K +$146K +2,216 +49%
AIS
64
American Investment Services
Massachusetts
$455K -$53.1K -804 -11%
AIM
65
Acropolis Investment Management
Missouri
$451K -$50.2K -760 -10%
FAAS
66
First Allied Advisory Services
California
$428K +$171K +2,590 +72%
VCP
67
Vista Capital Partners
Oregon
$427K
JA
68
JOYN Advisors
Georgia
$400K +$385K +5,834 New
Bank of New York Mellon
69
Bank of New York Mellon
New York
$385K +$56.3K +852 +18%
RBC
70
Ronald Blue & Co
Georgia
$371K +$56.4K +854 +19%
US Bancorp
71
US Bancorp
Minnesota
$368K -$91.8K -1,390 -21%
UBWV
72
United Bank (West Virginia)
West Virginia
$353K -$20.7K -314 -6%
GIA
73
GHP Investment Advisors
Colorado
$346K +$528 +8 +0.2%
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
$314K +$6.67K +101 +2%
CFA
75
Camarda Financial Advisors
Florida
$307K +$40K +605 +16%

IWC Hedge Fund Activity: Q3 2013 in Review

117 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2013, worth a combined $364M — down 43% from $643M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 4 closed out — a net gain of 22 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was QS Investors, adding an estimated $14.1M. The largest seller was Goldman Sachs, cutting an estimated $9.91M.

  • 117 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $364M of iShares Micro-Cap ETF stock for Q3 2013, down 43% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q3 2013 and 4 closed out, a net change of +22 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2013 was QS Investors, an estimated $14.1M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2013 was Goldman Sachs, an estimated $9.91M sold.

Based on aggregated 13F filings for Q3 2013.