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iShares Micro-Cap ETF

204 hedge funds and large institutions have $721M invested in iShares Micro-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 64 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $9.25M | Put options by funds: $5.7M

7% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 60

0.12% more ownership

Funds ownership: 57.53%57.65% (+0.12%)

4% less capital invested

Capital invested by funds: $755M → $721M (-$33.1M)

7% less funds holding

Funds holding: 220204 (-16)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

42% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 26

Holders
204
Holders Change
-16
Holders Change %
-7.27%
% of All Funds
3.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
15
Increased
64
Reduced
60
Closed
26
Calls
$9.25M
Puts
$5.7M
Net Calls
+$3.55M
Net Calls Change
-$5.6M
Name Holding Trade Value Shares
Change
Change in
Stake
FRA
26
Frank Rimerman Advisors
California
$9.43M +$1.29M +8,886 +16%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$9.3M +$3.59M +24,698 +62%
CPIG
28
Chicago Partners Investment Group
Illinois
$8.43M +$252K +1,734 +3%
DY
29
Dowling & Yahnke
California
$8.01M -$513K -3,530 -6%
SC
30
Schoolcraft Capital
Colorado
$7.49M -$4.79K -33 -0.1%
CI
31
CX Institutional
Indiana
$6.63M -$197K -1,358 -3%
SMC
32
Smith, Moore & Co
Missouri
$6.35M +$21.1K +145 +0.3%
JIC
33
Johnson Investment Counsel
Ohio
$6.16M +$75.4K +519 +1%
MAM
34
Marquette Asset Management
Minnesota
$5.98M -$710K -4,887 -11%
TAIM
35
TD Ameritrade Investment Management
Nebraska
$5.87M +$2.78M +19,150 +42%
DBIA
36
Dumont & Blake Investment Advisors
New Jersey
$5.68M -$4.21K -29 -0.1%
HW
37
Hancock Whitney
Mississippi
$4.91M +$318K +2,188 +7%
FTUS
38
Flow Traders U.S.
New York
$4.87M +$1.35M +9,292 +38%
LPL Financial
39
LPL Financial
California
$4.47M -$1.43M -9,828 -24%
MOACM
40
Mutual of America Capital Management
New York
$3.46M -$50.3K -346 -1%
TYCC
41
Texas Yale Capital Corp
Florida
$3.32M +$403K +2,775 +14%
WMG
42
WESCAP Management Group
California
$3.09M -$20K -138 -0.6%
HA
43
Harborview Advisors
Maine
$3.07M +$12.2K +84 +0.4%
EAM
44
Evanson Asset Management
California
$2.97M +$872 +6 +0%
CA
45
Cetera Advisors
Colorado
$2.51M -$436K -3,004 -15%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$2.47M +$1.97M +13,546 +377%
Stifel Financial
47
Stifel Financial
Missouri
$2.47M +$489K +3,369 +25%
RIA
48
Regal Investment Advisors
Michigan
$2.41M +$172K +1,185 +8%
PWA
49
Physician Wealth Advisors
Utah
$2.36M +$18.6K +128 +0.8%
DAS
50
Dynamic Advisor Solutions
Arizona
$2.23M +$233K +1,604 +12%

IWC Hedge Fund Activity: Q3 2021 in Review

204 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2021, worth a combined $721M — down 4.4% from $755M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IWC and 15 opened new positions — a net loss of 11 holders — while 60 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $7.65M. The largest seller was Mercer Global Advisors, cutting an estimated $7.31M.

  • 204 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2021, down from 220 in Q2 2021.
  • Funds reported $721M of iShares Micro-Cap ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q3 2021 and 26 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2021 was Morgan Stanley, an estimated $7.65M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2021 was Mercer Global Advisors, an estimated $7.31M sold.

Based on aggregated 13F filings for Q3 2021.