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iShares Micro-Cap ETF

209 hedge funds and large institutions have $735M invested in iShares Micro-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 46 increasing their positions, 74 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 16

63% more call options, than puts

Call options by funds: $21.1M | Put options by funds: $12.9M

37% more capital invested

Capital invested by funds: $538M → $735M (+$197M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

17% more funds holding

Funds holding: 179209 (+30)

1.06% more ownership

Funds ownership: 54.02%55.08% (+1.1%)

38% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 74

Holders
209
Holders Change
+30
Holders Change %
+16.76%
% of All Funds
3.67%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
46
Increased
46
Reduced
74
Closed
16
Calls
$21.1M
Puts
$12.9M
Net Calls
+$8.17M
Net Calls Change
+$9.35M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$11M +$7.54M +52,764 +236%
Creative Planning
27
Creative Planning
Kansas
$10.7M +$102K +717 +1%
DY
28
Dowling & Yahnke
California
$9.84M -$2.84M -19,910 -23%
Mercer Global Advisors
29
Mercer Global Advisors
Colorado
$9.84M -$1.11M -7,770 -10%
UR
30
USCA RIA
Texas
$8.05M +$7.83M +54,795 New
SC
31
Schoolcraft Capital
Colorado
$7.79M -$1.21M -8,491 -14%
CPIG
32
Chicago Partners Investment Group
Illinois
$7.46M +$538K +3,767 +8%
FRA
33
Frank Rimerman Advisors
California
$7.22M +$142K +996 +2%
TAIM
34
TD Ameritrade Investment Management
Nebraska
$6.63M
SMC
35
Smith, Moore & Co
Missouri
$6.5M +$136K +954 +2%
MAM
36
Marquette Asset Management
Minnesota
$6.47M -$467K -3,266 -7%
JIC
37
Johnson Investment Counsel
Ohio
$6.22M +$128K +894 +2%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$6.04M +$390K +2,728 +7%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$5.79M -$1.06M -7,388 -16%
DBIA
40
Dumont & Blake Investment Advisors
New Jersey
$5.75M +$19.4K +136 +0.3%
HW
41
Hancock Whitney
Mississippi
$4.96M -$2.43K -17 -0.1%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$4.32M +$285K +1,995 +7%
MOACM
43
Mutual of America Capital Management
New York
$3.73M -$235K -1,647 -6%
LI
44
LVZ Inc
Michigan
$3.26M -$580K -4,061 -15%
WMG
45
WESCAP Management Group
California
$3.18M +$362K +2,537 +13%
CA
46
Cetera Advisors
Colorado
$3.12M +$2.23M +15,589 +277%
HA
47
Harborview Advisors
Maine
$2.98M -$652K -4,564 -18%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$2.96M +$1.89M +13,214 +191%
TYCC
49
Texas Yale Capital Corp
Florida
$2.92M +$28.6K +200 +1%
OMC
50
Old Mission Capital
Illinois
$2.9M +$2.82M +19,727 New

IWC Hedge Fund Activity: Q1 2021 in Review

209 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2021, worth a combined $735M — up 37% from $538M a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new IWC positions and 16 closed out — a net gain of 30 holders — while 46 added to existing stakes and 74 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $22.2M. The largest seller was Stephens Inc, cutting an estimated $15.8M.

  • 209 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2021, up from 179 in Q4 2020.
  • Funds reported $735M of iShares Micro-Cap ETF stock for Q1 2021, up 37% quarter-over-quarter.
  • 46 funds opened new iShares Micro-Cap ETF positions in Q1 2021 and 16 closed out, a net change of +30 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2021 was Envestnet Asset Management, an estimated $22.2M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2021 was Stephens Inc, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2021.