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iShares Micro-Cap ETF

187 hedge funds and large institutions have $454M invested in iShares Micro-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 51 increasing their positions, 62 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

18% more capital invested

Capital invested by funds: $384M → $454M (+$69.3M)

10% more funds holding

Funds holding: 170187 (+17)

2.85% more ownership

Funds ownership: 48.96%51.8% (+2.8%)

18% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 62

Holders
187
Holders Change
+17
Holders Change %
+10%
% of All Funds
3.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
31
Increased
51
Reduced
62
Closed
13
Calls
$1.16M
Puts
Net Calls
+$1.16M
Net Calls Change
+$617K
Name Holding Trade Value Shares
Change
Change in
Stake
SMC
26
Smith, Moore & Co
Missouri
$4.53M +$90.7K +981 +2%
DBIA
27
Dumont & Blake Investment Advisors
New Jersey
$4.47M +$104K +1,121 +3%
Citadel Advisors
28
Citadel Advisors
Florida
$4.25M -$4.25M -45,912 -52%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$4.18M +$51K +551 +1%
WMG
30
WESCAP Management Group
California
$4.02M +$46.1K +498 +1%
RJA
31
Raymond James & Associates
Florida
$3.9M +$24.2K +262 +0.7%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$3.8M -$352K -3,805 -9%
SC
33
Schoolcraft Capital
Colorado
$3.68M -$31.7K -343 -0.9%
PA
34
Parkside Advisors
California
$3.54M -$238K -2,569 -7%
LPL Financial
35
LPL Financial
California
$3.54M -$2.96K -32 -0.1%
CPIG
36
Chicago Partners Investment Group
Illinois
$3.02M +$42.3K +457 +2%
HA
37
Harborview Advisors
Maine
$2.96M +$17K +184 +0.6%
RIM
38
Ranger Investment Management
Texas
$2.79M
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$2.64M -$17.8K -192 -0.7%
FAAS
40
First Allied Advisory Services
California
$2.58M +$2.4M +25,899 +47,961%
JMPWA
41
JP Morgan Private Wealth Advisors
California
$2.58M -$1.94K -21 -0.1%
CL
42
CPWM LLC
Washington
$2.44M +$38.4K +415 +2%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$2.27M +$51.2K +554 +2%
PWA
44
Physician Wealth Advisors
Utah
$2.2M -$67.6K -731 -3%
SAM
45
Silvercrest Asset Management
New York
$2.06M -$34.7K -375 -2%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$2.03M -$120K -1,296 -6%
LI
47
LVZ Inc
Michigan
$2M +$1.86M +20,068 New
EAM
48
Evanson Asset Management
California
$1.98M +$2.31K +25 +0.1%
TC
49
TAP Consulting
Missouri
$1.8M -$132K -1,426 -7%
Capstone Investment Advisors
50
Capstone Investment Advisors
New York
$1.79M +$1.67M +18,020 New

IWC Hedge Fund Activity: Q4 2019 in Review

187 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2019, worth a combined $454M — up 18% from $384M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new IWC positions and 13 closed out — a net gain of 18 holders — while 51 added to existing stakes and 62 trimmed.

The largest buyer was Alesco Advisors, opening a new position worth an estimated $12.4M. The largest seller was Citadel Advisors, cutting an estimated $4.25M.

  • 187 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2019, up from 170 in Q3 2019.
  • Funds reported $454M of iShares Micro-Cap ETF stock for Q4 2019, up 18% quarter-over-quarter.
  • 31 funds opened new iShares Micro-Cap ETF positions in Q4 2019 and 13 closed out, a net change of +18 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2019 was Alesco Advisors, an estimated $12.4M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2019 was Citadel Advisors, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2019.