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iShares Micro-Cap ETF

162 hedge funds and large institutions have $440M invested in iShares Micro-Cap ETF in 2017 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 46 increasing their positions, 53 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 13

73% more call options, than puts

Call options by funds: $3.32M | Put options by funds: $1.92M

15% more funds holding

Funds holding: 141162 (+21)

12% more capital invested

Capital invested by funds: $392M → $440M (+$48.9M)

3.07% more ownership

Funds ownership: 45.75%48.82% (+3.1%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

13% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 53

Holders
162
Holders Change
+21
Holders Change %
+14.89%
% of All Funds
3.67%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
34
Increased
46
Reduced
53
Closed
13
Calls
$3.32M
Puts
$1.92M
Net Calls
+$1.41M
Net Calls Change
+$914K
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$4.2M -$173K -1,828 -4%
LPL Financial
27
LPL Financial
California
$4.12M +$373K +3,939 +10%
SMC
28
Smith, Moore & Co
Missouri
$3.83M -$144K -1,516 -4%
BCM
29
Barometer Capital Management
Ontario, Canada
$3.78M -$1.2M -12,700 -24%
PA
30
Parkside Advisors
California
$3.61M -$250K -2,641 -7%
JIC
31
Johnson Investment Counsel
Ohio
$3.52M +$147K +1,554 +4%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$3.51M +$248K +2,614 +8%
DBIA
33
Dumont & Blake Investment Advisors
New Jersey
$3.33M +$25.6K +270 +0.8%
HighTower Advisors
34
HighTower Advisors
Illinois
$3.02M +$114K +1,205 +4%
Citadel Advisors
35
Citadel Advisors
Florida
$2.71M +$587K +6,192 +28%
UCFA
36
United Capital Financial Advisors
Texas
$2.49M -$30.8K -325 -1%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$2.14M +$208K +2,198 +11%
GFPC
38
Global Financial Private Capital
Florida
$2.01M -$255K -2,688 -11%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$1.97M +$61.8K +652 +3%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$1.93M +$1.27M +13,412 +199%
EAM
41
Evanson Asset Management
California
$1.92M +$605K +6,381 +47%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$1.9M -$309K -3,263 -14%
JWS
43
Juncture Wealth Strategies
Arizona
$1.88M -$3.12M -32,882 -63%
CIA
44
Capital Investment Advisors
Georgia
$1.85M -$9.95K -105 -0.5%
CL
45
CPWM LLC
Washington
$1.82M +$6.35K +67 +0.4%
BFO
46
Boston Family Office
Massachusetts
$1.82M -$528K -5,575 -23%
RJA
47
Raymond James & Associates
Florida
$1.82M +$121K +1,273 +7%
Goldman Sachs
48
Goldman Sachs
New York
$1.66M -$388K -4,097 -19%
FFW
49
Fusion Family Wealth
New York
$1.61M -$246K -2,593 -13%
TFA
50
Toth Financial Advisory
Virginia
$1.6M +$44.5K +470 +3%

IWC Hedge Fund Activity: Q4 2017 in Review

162 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2017, worth a combined $440M — up 12% from $392M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new IWC positions and 13 closed out — a net gain of 21 holders — while 46 added to existing stakes and 53 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.7M. The largest seller was QS Investors, exiting entirely with an estimated $53M sold.

  • 162 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2017, up from 141 in Q3 2017.
  • Funds reported $440M of iShares Micro-Cap ETF stock for Q4 2017, up 12% quarter-over-quarter.
  • 34 funds opened new iShares Micro-Cap ETF positions in Q4 2017 and 13 closed out, a net change of +21 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2017 was Commonwealth Equity Services, an estimated $10.7M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2017 was QS Investors, an estimated $53M sold.

Based on aggregated 13F filings for Q4 2017.