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iShares Micro-Cap ETF

143 hedge funds and large institutions have $421M invested in iShares Micro-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 38 increasing their positions, 58 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

6% more capital invested

Capital invested by funds: $397M → $421M (+$23.6M)

5% more funds holding

Funds holding: 136143 (+7)

2.44% less ownership

Funds ownership: 51.75%49.31% (-2.4%)

34% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 58

59% less call options, than puts

Call options by funds: $481K | Put options by funds: $1.18M

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
3.58%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
38
Reduced
58
Closed
16
Calls
$481K
Puts
$1.18M
Net Calls
-$695K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$3.18M +$535K +6,668 +22%
JIC
27
Johnson Investment Counsel
Ohio
$3.04M -$97.6K -1,215 -3%
DBIA
28
Dumont & Blake Investment Advisors
New Jersey
$2.92M +$22.1K +275 +0.8%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$2.69M -$199K -2,482 -7%
LPL Financial
30
LPL Financial
California
$2.62M +$226K +2,812 +10%
CIM
31
Cambria Investment Management
California
$2.54M +$1.67M +20,796 +236%
HighTower Advisors
32
HighTower Advisors
Illinois
$2.53M +$477K +5,939 +25%
UCFA
33
United Capital Financial Advisors
Texas
$2.49M -$231K -2,880 -9%
BFO
34
Boston Family Office
Massachusetts
$2.48M -$651K -8,110 -22%
Citadel Advisors
35
Citadel Advisors
Florida
$2.43M -$1.22M -15,186 -35%
FFW
36
Fusion Family Wealth
New York
$2.19M +$2.06M +25,705 New
PP
37
Pegasus Partners
Wisconsin
$1.87M -$3.12M -38,818 -64%
CIA
38
Capital Investment Advisors
Georgia
$1.86M -$47.1K -586 -3%
Goldman Sachs
39
Goldman Sachs
New York
$1.63M -$899K -11,194 -37%
CL
40
CPWM LLC
Washington
$1.63M +$2.33K +29 +0.2%
RJA
41
Raymond James & Associates
Florida
$1.56M -$106K -1,315 -7%
MFT
42
Moisand Fitzgerald Tamayo
Florida
$1.55M -$75.3K -938 -5%
AC
43
AFAM Capital
Texas
$1.49M +$1.4M +17,401 New
CIAN
44
Capstone Investment Advisors (Netherlands)
New York
$1.45M +$1.36M +16,915 New
KT
45
Kanaly Trust
Texas
$1.44M
HH
46
Hilltop Holdings
Texas
$1.38M
Bank of New York Mellon
47
Bank of New York Mellon
New York
$1.37M +$59.5K +741 +5%
MFS
48
MSI Financial Services
Massachusetts
$1.24M +$878K +10,934 +307%
TFA
49
Toth Financial Advisory
Virginia
$1.21M +$281K +3,498 +33%
EAM
50
Evanson Asset Management
California
$1.17M

IWC Hedge Fund Activity: Q4 2016 in Review

143 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2016, worth a combined $421M — up 5.9% from $397M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 16 closed out — a net gain of 10 holders — while 38 added to existing stakes and 58 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.3M. The largest seller was Royal Bank of Canada, cutting an estimated $9.63M.

  • 143 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $421M of iShares Micro-Cap ETF stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q4 2016 and 16 closed out, a net change of +10 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2016 was Commonwealth Equity Services, an estimated $10.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $9.63M sold.

Based on aggregated 13F filings for Q4 2016.