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iShares Micro-Cap ETF
IWC

124 hedge funds and large institutions have $478M invested in iShares Micro-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 44 increasing their positions, 43 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more funds holding in top 10

Funds holding in top 10: 6 → 7 (+1)

6.15% more ownership

Funds ownership: 51.14% → 57.29% (+6.2%)

2% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 43

8% less funds holding

Funds holding: 135 → 124 (-11)

16% less capital invested

Capital invested by funds: $570M → $478M (-$91.6M)

31% less call options, than puts

Call options by funds: $22.1M | Put options by funds: $31.8M

65% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 17

Holders
124
Holders Change
-11
Holders Change %
-8.15%
% of All Funds
3.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.2%
New
6
Increased
44
Reduced
43
Closed
17
Calls
$22.1M
Puts
$31.8M
Net Calls
-$9.72M
Net Calls Change
-$11.8M

Top Buyers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
+$9.01M
2
Wells Fargo
Wells Fargo
California
+$4.38M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$4M
4
CSIA
Charles Schwab Investment Advisory
California
+$2.82M
5
TDC
Thompson Davis & Co
Virginia
+$1.88M

Top Sellers

Rank Fund Capital Flow
1
RIG
RiverFront Investment Group
Virginia
-$33.1M
2
JMPWA
JP Morgan Private Wealth Advisors
California
-$6.42M
3
TC
Telemus Capital
Michigan
-$4.87M
4
Bank of America
Bank of America
North Carolina
-$2.44M
5
FMA
Fiduciary Management Associates
Illinois
-$2.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$4.02M +$4M +55,080 +1,967%
Charles Schwab
27
Charles Schwab
California
$3.39M +$278K +3,821 +8%
PA
28
Parkside Advisors
California
$3.34M +$45.5K +627 +1%
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$3.27M -$300K -4,135 -8%
FAAM
30
First Allied Asset Management
California
$3.26M +$191K +2,633 +6%
TFA
31
Toth Financial Advisory
Virginia
$3.13M -$139K -1,917 -4%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$2.97M -$261K -3,591 -8%
UCFA
33
United Capital Financial Advisors
Texas
$2.94M -$8.14K -112 -0.3%
SMC
34
Smith, Moore & Co
Missouri
$2.62M +$166K +2,288 +6%
MOACM
35
Mutual of America Capital Management
New York
$2.57M – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$2.51M -$2.05M -28,199 -44%
BJ
37
Brouwer & Janachowski
California
$2.47M -$70.1K -965 -3%
BFO
38
Boston Family Office
Massachusetts
$2.25M +$214K +2,940 +10%
CCM
39
Connective Capital Management
California
$2.14M – – –
DBIA
40
Dumont & Blake Investment Advisors
New Jersey
$2.02M -$8.79K -121 -0.4%
Jane Street
41
Jane Street
New York
$2.01M +$1.28M +17,630 +156%
TDC
42
Thompson Davis & Co
Virginia
$1.81M +$1.88M +25,887 +25,887%
TA
43
Teachers Advisors
New York
$1.74M – – –
LPL Financial
44
LPL Financial
California
$1.62M -$1.66M -22,912 -49%
CIA
45
Capital Investment Advisors
Georgia
$1.48M +$73.9K +1,017 +5%
SG Americas Securities
46
SG Americas Securities
New York
$1.44M +$1.5M +20,644 New
KT
47
Kanaly Trust
Texas
$1.36M – – –
CL
48
CPWM LLC
Washington
$1.31M -$8.28K -114 -0.6%
JIC
49
Johnson Investment Counsel
Ohio
$1.27M +$39.2K +540 +3%
JMPWA
50
JP Morgan Private Wealth Advisors
California
$1.24M -$6.42M -88,318 -83%
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IWC Hedge Fund Activity: Q3 2014 in Review

124 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2014, worth a combined $478M — down 16% from $570M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IWC and 6 opened new positions — a net loss of 11 holders — while 43 trimmed existing stakes and 44 added.

The largest buyer was Creative Planning, adding an estimated $9.01M. The largest seller was RiverFront Investment Group, cutting an estimated $33.1M.

  • 124 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2014, down from 135 in Q2 2014.
  • Funds reported $478M of iShares Micro-Cap ETF stock for Q3 2014, down 16% quarter-over-quarter.
  • 6 funds opened new iShares Micro-Cap ETF positions in Q3 2014 and 17 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2014 was Creative Planning, an estimated $9.01M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2014 was RiverFront Investment Group, an estimated $33.1M sold.

Based on aggregated 13F filings for Q3 2014.