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iShares Micro-Cap ETF

117 hedge funds and large institutions have $364M invested in iShares Micro-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 4

67% more call options, than puts

Call options by funds: $514K | Put options by funds: $308K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

21% more funds holding

Funds holding: 97117 (+20)

0.07% more ownership

Funds ownership: 46.34%46.41% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

43% less capital invested

Capital invested by funds: $643M → $364M (-$279M)

Holders
117
Holders Change
+20
Holders Change %
+20.62%
% of All Funds
3.79%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
44
Reduced
27
Closed
4
Calls
$514K
Puts
$308K
Net Calls
+$206K
Net Calls Change
-$838K
Name Holding Trade Value Shares
Change
Change in
Stake
MOACM
26
Mutual of America Capital Management
New York
$3.13M +$76.4K +1,157 +3%
DBIA
27
Dumont & Blake Investment Advisors
New Jersey
$2.64M +$66.8K +1,011 +3%
UCFA
28
United Capital Financial Advisors
Texas
$2.52M +$587K +8,892 +32%
FMA
29
Fiduciary Management Associates
Illinois
$2.49M
CBU
30
CIBC Bank USA
Illinois
$2.41M -$2.63M -39,876 -53%
CCM
31
Connective Capital Management
California
$2.11M -$1.27M -19,232 -38%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$2.11M +$609K +9,226 +43%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$2.08M +$794K +12,024 +65%
Charles Schwab
34
Charles Schwab
California
$1.83M +$681K +10,306 +64%
Creative Planning
35
Creative Planning
Kansas
$1.79M -$36.1K -547 -2%
CL
36
CPWM LLC
Washington
$1.65M
CCM
37
Condor Capital Management
New Jersey
$1.42M -$44K -666 -3%
KT
38
Kanaly Trust
Texas
$1.34M -$608K -9,210 -32%
AL
39
Aspiriant LLC
California
$1.32M +$7.4K +112 +0.6%
TAIM
40
TD Ameritrade Investment Management
Nebraska
$1.27M +$312K +4,723 +34%
FIMS
41
FBL Investment Management Services
Iowa
$1.2M
BCM
42
Bridgeway Capital Management
Texas
$1.13M
MCM
43
Manchester Capital Management
Vermont
$1.1M
MC
44
Martin & Co
Tennessee
$1.04M +$330 +5 +0%
AIG
45
American International Group
New York
$1.02M +$854K +12,924 +642%
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$954K +$920K +13,936 New
CA
47
Cetera Advisors
Colorado
$935K -$71.9K -1,089 -7%
VFS
48
VSR Financial Services
Kansas
$903K -$19.5K -295 -2%
KA
49
Kovack Advisors
Florida
$817K +$787K +11,923 New
JIC
50
Johnson Investment Counsel
Ohio
$753K +$331K +5,008 +84%

IWC Hedge Fund Activity: Q3 2013 in Review

117 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2013, worth a combined $364M — down 43% from $643M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 4 closed out — a net gain of 22 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was QS Investors, adding an estimated $14.1M. The largest seller was Goldman Sachs, cutting an estimated $9.91M.

  • 117 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $364M of iShares Micro-Cap ETF stock for Q3 2013, down 43% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q3 2013 and 4 closed out, a net change of +22 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2013 was QS Investors, an estimated $14.1M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2013 was Goldman Sachs, an estimated $9.91M sold.

Based on aggregated 13F filings for Q3 2013.