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Vanguard S&P Mid-Cap 400 ETF

130 hedge funds and large institutions have $275M invested in Vanguard S&P Mid-Cap 400 ETF in 2020 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

5% more funds holding

Funds holding: 124130 (+6)

2.32% more ownership

Funds ownership: 62.72%65.04% (+2.3%)

2% more capital invested

Capital invested by funds: $269M → $275M (+$6.22M)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
130
Holders Change
+6
Holders Change %
+4.84%
% of All Funds
2.62%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.3M -$1.66M -26,254 -3%
B
2
Bridgeworth
Alabama
$20.2M -$61.1K -966 -0.3%
Bank of America
3
Bank of America
North Carolina
$15.3M +$810K +12,812 +6%
LPL Financial
4
LPL Financial
California
$13M +$384K +6,080 +3%
UBS Group
5
UBS Group
Switzerland
$12.4M -$6.01M -95,018 -33%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$11.4M -$4.35M -68,748 -27%
Wells Fargo
7
Wells Fargo
California
$11M -$119K -1,882 -1%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$10.8M -$1.5M -23,682 -12%
SI
9
Stephens Inc
Arkansas
$10.2M -$117K -1,852 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$9.32M +$593K +9,380 +7%
TCBWMS
11
Texas Capital Bank Wealth Management Services
Texas
$8.7M -$85K -1,344 -1%
V
12
Veritable
Delaware
$6.82M -$13.7K -216 -0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.68M +$304K +4,804 +7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$4.38M +$822K +13,000 +23%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$4.33M -$3.4M -53,690 -44%
CIC
16
Cornercap Investment Counsel
Georgia
$3.84M +$3.87M +61,244 New
SLF
17
Sun Life Financial
Ontario, Canada
$3.67M +$104K +1,646 +3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$3.61M +$227K +3,594 +7%
RJA
19
Raymond James & Associates
Florida
$3.08M -$2.37M -37,502 -43%
PFM
20
Phillips Financial Management
Indiana
$2.74M -$59.8K -946 -2%
TRCT
21
Tower Research Capital (TRC)
New York
$2.41M +$731K +11,552 +43%
BFA
22
Beaumont Financial Advisors
Massachusetts
$2.41M
VF
23
Virtu Financial
New York
$2.29M +$2.07M +32,672 +846%
BC
24
Bartlett & Co
Ohio
$2.28M
BCWM
25
Bartlett & Co Wealth Management
Ohio
$2.28M

IVOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2020, worth a combined $275M — up 2.3% from $269M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IVOO positions and 9 closed out — a net gain of 6 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Cornercap Investment Counsel, opening a new position worth an estimated $3.87M. The largest seller was UBS Group, cutting an estimated $6.01M.

  • 130 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2020, up from 124 in Q2 2020.
  • Funds reported $275M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2020, up 2.3% quarter-over-quarter.
  • 15 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2020 and 9 closed out, a net change of +6 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2020 was Cornercap Investment Counsel, an estimated $3.87M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2020 was UBS Group, an estimated $6.01M sold.

Based on aggregated 13F filings for Q3 2020.