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Vanguard S&P Mid-Cap 400 ETF

35 hedge funds and large institutions have $76.2M invested in Vanguard S&P Mid-Cap 400 ETF in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

35% more funds holding

Funds holding: 2635 (+9)

34% more capital invested

Capital invested by funds: $56.8M → $76.2M (+$19.4M)

4.88% more ownership

Funds ownership: 44.28%49.16% (+4.9%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
35
Holders Change
+9
Holders Change %
+34.62%
% of All Funds
1.01%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
9
Increased
13
Reduced
7
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCB
1
Texas Capital Bancshares
Texas
$20M +$375K +8,294 +2%
Morgan Stanley
2
Morgan Stanley
New York
$7.89M +$3.77M +83,436 +96%
Bank of America
3
Bank of America
North Carolina
$7.17M -$3.29M -72,794 -32%
IF
4
IRON Financial
Illinois
$4.65M -$32.8K -726 -0.7%
Deutsche Bank
5
Deutsche Bank
Germany
$4.63M +$4.52M +100,000 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.84M +$3.74M +82,798 New
U
7
UBS
Switzerland
$3.79M +$1.36M +29,984 +58%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.45M +$230K +5,080 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.85M +$2.18M +48,198 +364%
PFM
10
Phillips Financial Management
Indiana
$2.77M +$78K +1,726 +3%
Wells Fargo
11
Wells Fargo
California
$2.34M +$1.43M +31,598 +167%
LPL Financial
12
LPL Financial
California
$1.93M +$687K +15,200 +57%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$1.72M
KeyBank National Association
14
KeyBank National Association
Ohio
$1.34M
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.2M -$114K -2,512 -9%
VF
16
Virtu Financial
New York
$970K +$947K +20,942 New
KFS
17
KMS Financial Services
Washington
$829K
BC
18
Bartlett & Co
Ohio
$727K
HSA
19
HBK Sorce Advisory
Pennsylvania
$572K +$558K +12,352 New
LFG
20
LifePlan Financial Group
Ohio
$518K +$96.6K +2,138 +24%
PFG
21
Pacific Financial Group
Washington
$488K
Jane Street
22
Jane Street
New York
$458K +$447K +9,894 New
CAN
23
Cetera Advisor Networks
California
$425K +$63.1K +1,396 +18%
NPC
24
National Planning Corporation
California
$345K -$9.67K -214 -3%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$298K +$79.5K +1,760 +38%

IVOO Hedge Fund Activity: Q1 2014 in Review

35 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q1 2014, worth a combined $76.2M — up 34% from $56.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new IVOO positions and 0 closed out — a net gain of 9 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Deutsche Bank, opening a new position worth an estimated $4.52M. The largest seller was Bank of America, cutting an estimated $3.29M.

  • 35 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q1 2014, up from 26 in Q4 2013.
  • Funds reported $76.2M of Vanguard S&P Mid-Cap 400 ETF stock for Q1 2014, up 34% quarter-over-quarter.
  • 9 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q1 2014 and 0 closed out, a net change of +9 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q1 2014 was Deutsche Bank, an estimated $4.52M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q1 2014 was Bank of America, an estimated $3.29M sold.

Based on aggregated 13F filings for Q1 2014.